Write and . Varying with fixed endpoints and then choosing proper time as parameter, for which , gives the Euler-Lagrange equation
Expanding the derivative, raising the free index with the inverse metric, and using the symmetry of gives the geodesic equation
These are the Christoffel symbols of the Levi-Civita connection.
In local coordinates with metric , the energy is
The Euler–Lagrange equations are equivalently
where .
For the plane-section curve , constant speed gives . Both and the surface normal lie in , while is spanned by and that normal along the intersection. Hence is normal to the surface. Its tangential acceleration vanishes, which is the geodesic equation.
Divide the time component of the geodesic equation by and use . To first order, . Substitution of the supplied Christoffel symbols makes the background terms cancel the derivative of . The derivatives of the lapse and shift also combine, leaving
Thus the comoving photon energy is conserved in the unperturbed spacetime and changes through the gradient of the scalar gravitational source.
A unit-speed surface curve is a geodesic when its acceleration is normal to the surface, equivalently when its covariant acceleration vanishes. In coordinates , the Christoffel symbols of the Levi-Civita connection are
The coordinate functions of a geodesic satisfy the geodesic equation
For a slowly moving particle in a static weak field, the spatial part of the geodesic equation reduces to
To first order in the perturbation,
and hence
Newtonian acceleration is , so . Substitution into part (a), followed by the Poisson equation , gives
Thus the Newtonian limit of general relativity fixes
A Killing vector field obeys , or equivalently . Along an affinely parametrized geodesic with tangent ,
The second term vanishes by the geodesic equation, while the first contracts the symmetric tensor with the antisymmetric part selected by the Killing equation. Thus is a geodesic conserved quantity from a Killing vector. In Minkowski spacetime, translational Killing fields give conserved energy-momentum and rotational or boost Killing fields give the corresponding angular-momentum and boost charges; the same construction works for any spacetime isometry.
Because is a null tangent, metric compatibility gives
Because is tangent to an affinely parametrized null geodesic congruence,
by the geodesic equation. Thus has no component along in either index.
The phrase equivalence principle covers several related claims. The weak equivalence principle concerns the universality of free fall for test particles of negligible self-gravity, with the same initial conditions and no relevant nongravitational forces. In a Newtonian notation,
Composition-independent motion requires the ratio of passive gravitational mass to inertial mass to be universal. Its common value can then be absorbed into the normalization of ; the empirical assertion is universality, not the numerical convention used to express the ratio.
The Einstein equivalence principle includes that universality and extends the claim to local nongravitational experiments through local Lorentz invariance and local position invariance. A sufficiently small freely falling laboratory should recover the nongravitational laws of special relativity. The strong equivalence principle extends the scope to local gravitational experiments and bodies with appreciable gravitational self-energy. An experiment establishing one part of the weak statement does not automatically establish these stronger claims.
The motivating elevator comparison makes both the power and the limitation clear. Release a small object in a freely falling cabin. The cabin and object share the local free fall, so the object initially floats relative to the cabin. In a cabin supported against gravity, a released object instead accelerates relative to the floor, as it does in a suitably accelerated cabin in flat spacetime. This suggested replacing a universal gravitational force by geometric inertial motion. It does not identify a finite planetary gravitational field with an accelerated frame everywhere: separated falling objects can have a measurable relative acceleration.
In general relativity, the precise local geometric statement is that one can choose normal coordinates at an event with
This eliminates the connection contribution to the geodesic equation at that point. It does not generally set the Riemann curvature tensor to zero. In normal coordinates the first metric corrections away from are quadratic in the coordinate separation, and geodesic deviation measures the associated tidal forces. Equivalence is a local approximation for finite experiments whose extent and duration make these corrections negligible; it is not an assertion that curvature has been transformed away.[ref]
There are direct experimental consequences beyond the elevator thought experiment. An Eötvös experiment compares bodies of different composition on a torsion balance, using a differential signal to test the universality of gravitational acceleration. MICROSCOPE performed an analogous test in orbit using electrostatic control of titanium-alloy and platinum-alloy test masses. Its first published result in 2017 constrained their differential free fall; this was already available before the examination. It tested a specific weak-equivalence prediction, not every possible gravitational law.[ref] Comparisons of different atomic clocks can instead test local position invariance, including the expected gravitational redshift. These measurements constrain related but distinct parts of the framework.
The principle remains important as a restriction on how matter couples to gravity and as an organizing guide for experimental tests. It does not, on its own, derive the Einstein field equations. Universally coupling matter to a metric tensor still leaves choices for that metric's action; the equivalence principle does not uniquely fix field equations. For example, a metric gravitational action containing a scalar curvature squared term can retain the same minimal matter coupling while changing the gravitational dynamics. Selecting the Einstein-Hilbert action requires further dynamical assumptions and empirical success. The present role of the principle is consequently precise and limited: it supports local relativistic physics and universal matter coupling, while curvature, gravitational field equations and their quantitative predictions remain additional content.
The equivalence principle connects the universality of freely falling motion to the local description of gravity. In Newtonian language a test body's response to a given field is proportional to . Equality of that ratio for different non-gravitating test bodies gives the weak equivalence principle: identical initial conditions yield identical free-fall trajectories, independent of composition. Negligible nongravitational forces and negligible disturbance of the background are part of the test-body limit.
The Einstein equivalence principle adds local Lorentz invariance and local position invariance for nongravitational experiments. A sufficiently small freely falling laboratory obeys the local laws of special relativity independently of its spacetime location and freely falling velocity. Uniform acceleration of a small laboratory can imitate the leading local effects attributed to a gravitational field. An observer held at rest in a gravitational field generally needs proper acceleration; a freely falling observer does not.
Mathematically, local inertial coordinates can set the metric to Minkowski form and the Christoffel symbols to zero at an event. The geodesic equation there has no connection term at that point:
This coordinate choice does not remove curvature. With a standard curvature convention, nearby free-fall trajectories have relative acceleration
The tidal signal survives in an extended laboratory. Thus the principle is local and does not identify every gravitational field with acceleration globally. Finite-size spin and tidal couplings also qualify the ideal point-test-body statement.
The strong equivalence principle extends the universality to gravitational experiments and bodies whose gravitational self-energy is important. It is stronger than the Einstein principle and need not hold in every metric theory that satisfies local nongravitational equivalence. Comparing the Earth and Moon as they fall toward the Sun probes this distinction as well as composition effects. Lunar laser-ranging analyses test differential acceleration by fitting the lunar orbit and measured ranges; an interpretation in terms of self-energy requires separating ordinary composition-dependent violations.[ref]
Redshift and clock comparisons test local position invariance; laboratory Lorentz tests and universality-of-free-fall experiments test other components. These are complementary tests, not deductions from a single numerical equality of inertial and gravitational mass. The principle motivates geometric gravity and minimal coupling, but does not by itself derive the complete Einstein field equations or determine the value of the gravitational constant.
Put and let dots now denote an affine parameter derivative. The null geodesic lagrangian in the orbital plane is . The time and azimuthal Euler-Lagrange equations integrate once; the null normalization gives
For completeness, the differential radial geodesic equation is
the remaining differential equations are and . Spherical symmetry permits the equatorial choice.
Eliminating yields . For , divide by :
The impact parameter is unchanged by a common rescaling of the affine parameter. At infinity it is times angular momentum divided by energy. Radial photons have and obey the undivided equation .
The effective potential is zero at , positive outside, and tends to zero as . Its derivative is . Thus
The circular null geodesic lies at a maximum, since . It is unstable: a small radial displacement away from the maximum permits motion away from the orbit. For incoming photons from infinity in the exterior of a black hole, an outer turning point exists when ; for the photon can cross the event horizon. For a material central body, the vacuum circular orbit is relevant only if lies outside its surface.
Figure 1.
Photon potential and horizon-penetrating light cones
. Details.
For the new coordinates, set , so . The geodesic Lagrangian is . Cyclic-coordinate conservation and the null condition give the required analogous equations:
Here denotes the same conserved time-translation quantity as before. The transformation is . In particular, the displayed time coordinate belongs to Ingoing Kerr-Schild coordinates for Schwarzschild spacetime; the usual advanced null coordinate of ingoing Eddington-Finkelstein coordinates is . Using a metric tensor with a vanishing coefficient while retaining the name would therefore solve a different coordinate representation.
An elimination that stays finite at the horizon is especially simple:
The middle equality uses . Hence the radial energy equation and are unchanged, including the horizon limit. The radial metric tensor block has determinant and is regular at . Its radial null directions are and , as shown in the original schematic.
This coordinate invariance of the Schwarzschild photon radial potential follows because the transformation changes the time slicing but preserves the areal radius and the stationary Killing vector field . Consequently the conserved Killing energy, angular momentum and impact parameter are the same. photon capture, the circular orbit and the radial turning points cannot depend on coordinate labels; coordinate velocities can.
The Christoffel symbols of a spatially flat FLRW metric depend on the time-coordinate convention. Here is , not . For an affine parameter , take . Its Euler-Lagrange equations are
Comparison with the geodesic equation gives
All others vanish because is constant and there are no spatial metric tensor derivatives. The lower-index interchange is essential: the printed list specifies one member of each symmetric mixed pair. The factor of two in the spatial geodesic equation comes from those two members.
geodesic integrals and affine normalization. Put . Choose the affine parameter to be proper time, so . Cyclic and in the geodesic Lagrangian give and . Substituting into the four-velocity normalization gives
hence
An arbitrary constant rescaling of affine parameter changes its normalization; the displayed unit constant assumes the proper-time choice.
circular orbit. Define . The radial geodesic equation is . A circular geodesic therefore needs , not merely at an instant. Solving and substituting into the radial first integral gives
Existence requires . circular orbits below are radially unstable, although they still define the instantaneous comparison here.
orthogonal local velocities in Schwarzschild spacetime. Use Alice's static orthonormal frame at the meeting event. Her proper clock is and tangential proper distance is . Bob's local tangential speed is
Carol has and , because she starts from rest at infinity. The radial integral gives . Her static-frame radial speed is , and , so
This is inward radial motion, perpendicular to Bob's tangential motion in Alice's frame.
Their Lorentz factors relative to Alice are and . The four-velocity contraction therefore gives
Special-relativistic consistency. Let Bob's tangential velocity in Alice's local frame be and Carol's inward radial speed be . A boost to Bob's frame gives Carol components and . Consequently
Thus the three measured relative speeds agree with local Lorentz velocity addition. Ordinary Euclidean subtraction of the two velocity vectors would omit the transverse-velocity transformation.
Figure 1.
Original local-frame velocity comparison for static, circular and infalling observers
. Details.
Ordinary component differences at neighboring points depend on how the local bases vary. The covariant derivative corrects for that variation:
Each upper tensor index adds a connection term and each lower index subtracts one. A scalar has , while the derivative of a tensor transforms as a tensor with one additional covariant index. The Christoffel symbols themselves are not tensor components; their inhomogeneous transformation cancels that of the ordinary derivative.
For the Levi-Civita connection,
These express metric compatibility and zero torsion. Along , parallel transport is the initial value problem
It preserves inner products for the Levi-Civita connection. Parallel transport of the tangent itself gives the affinely parametrized geodesic equation, .
Transport generally depends on the path. On a round sphere, transport a tangent vector around the triangle bounded by two meridians degrees apart and the intervening equatorial arc. All three sides are geodesics; the enclosed spherical area is . The returning vector is rotated by degrees, with sign set by traversal orientation. Locally this holonomy is controlled by curvature, even though the connection can be made zero at a single point. A vector can therefore have changing coordinate components while remaining parallel, and constant components do not generally mean parallel transport.
Figure 1.
Original spherical-triangle transport: a tangent initially pointing along the first meridian returns rotated by ninety degrees
. Details.
This construction compares directions at separate points through a chosen connection, rather than assuming that a curved manifold supplies a path-independent comparison.[ref]
Take as particle proper time, dots as , and with . In the equatorial plane the geodesic Lagrangian is
The cyclic coordinates give and . Set the resulting constants to and respectively. The explicit second-order equations are
The polar equation is satisfied by , , consistently with spherical symmetry. The proper-time normalization supplies the third first integral:
The normalization is ; it is distinct from choosing an arbitrary affine tangent's norm.
Stationarity and axial symmetry make the covariant time and azimuthal momenta constant. For physical momentum and coordinate in seconds, and . Thus is the conserved energy normalized at infinity and is the signed axial angular momentum. This is Killing energy with positive time signature; a convention with negative timelike norm uses the opposite contraction sign. The supplied covariant-momentum form of the geodesic equation makes these cyclic constants immediate, but its parametrization must be understood: for it is exactly as written. For physical , proper-time differentiation instead gives ; equivalently, the displayed mass-free form uses . This affine momentum normalization does not change either conservation law.
Multiply the normalization equation by and substitute the two cyclic integrals. Rearrangement gives the radial energy equation
For radial marginal escape and the future-directed constant is , because the speed at infinity vanishes. Choose the outward root:
Hence the marginal escape geodesic in Schwarzschild spacetime has
The constant has units of length to the power divided by time. This radius is an areal coordinate, not accumulated local proper distance.
A Schwarzschild static observer at exterior radius uses local radial rulers and a local clock . Therefore the local radial speed of a Schwarzschild geodesic is
For the marginal trajectory this gives
Its equality to is particular to ; the local definition, rather than that accidental equality, is the required observer measurement. The Schwarzschild-coordinate velocity is instead .
For nonzero asymptotic speed , the same energy constant is . Combining the radial equation with the local-ruler relation gives radial Schwarzschild escape with asymptotic speed
The positive root describes the outward particle, at radii on its trajectory with . Independently, a static observer has four-velocity in these coordinates, giving relative Lorentz factor and the same speed. As it tends to ; for it gives the preceding result. Its limiting value approaches as , but that is a limit through exterior observers: no static timelike observer exists on or inside the horizon.
Figure 1.
Original comparison of local static-observer and Schwarzschild-coordinate radial speeds, for illustrative asymptotic speeds
. Details.
The relativistic orbit-shape equation can be derived without dividing by at a turning point. Substitute the norm constraint into the radial geodesic equation to eliminate and . Using gives
For a massive particle with proper time as parameter, . Put , and use primes in this paragraph for derivatives with respect to . The constant specific angular momentum gives , so the chain rule yields
Substituting these expressions into the radial equation and dividing by for a nonradial orbit gives
The extra term is responsible for Schwarzschild perihelion precession. It vanishes in the Newtonian weak-field limit . The derivation uses a massive particle; for a null geodesic, and the constant on the right is absent.
Use the metric signature and abbreviate , with a length. Dots initially mean differentiation with respect to an affine parameter . The geodesic Lagrangian in the equatorial plane is
The planarity of geodesics in spherical symmetry permits this plane to be chosen. More explicitly, the full angular Euler-Lagrange equation is , so initial data , preserve it.
Both and are cyclic coordinates. Their Euler-Lagrange equations give conserved conjugate momenta and . Defining constants therefore gives
The corresponding second-order geodesic equations are
and variation of gives
The geodesic Lagrangian has no explicit dependence. Its conserved Lagrangian energy function is , since it is quadratic in the tangent components. Thus twice this function is a constant:
This is the constant squared tangent norm of an affinely parametrized geodesic.
For a massive particle choose , its proper time, and obtain . For a photon, the tangent is null and . A general rescaling of a massive particle's affine parameter rescales a positive ; the numerical value requires the proper time choice. With that choice, is signed specific angular momentum, of units , and is dimensionless conserved specific Killing energy. The time coordinate is normalized to proper time at infinity, so this is the particle's conserved energy referred to infinity. A photon's constants scale with the normalization of its null tangent; it has no rest frame or proper time parametrization.
Substitution of and into the norm gives the general radial first integral
For a massive particle this becomes
Adopting the usual half-normalization for the effective potential for timelike Schwarzschild geodesics, define
All terms have units , or energy per unit mass. The first two terms are the Newtonian gravitational and centrifugal contributions; the last is the relativistic correction.
A circular orbit requires both and . Differentiating at fixed gives
The radial first integral also gives
For the future-directed circular orbit at , these constants are , , and . Therefore
Since Schwarzschild time agrees with the clock time of a static observer at infinity, the intended infinity-referred tangential orbital speed is
This uses the circumferential areal radius with the clock at infinity; it is not a local measurement made at the orbit. A local static observer's clock instead has and measures . These two operationally different speeds explain the significance of the phrase “at infinity”.
The effective-potential stability of a circular orbit follows from
Consequently the orbit exists but is unstable to radial perturbations. The original plot below shows its position at a maximum, for .
For a weak-field elliptic orbit, the relativistic correction makes the direction of closest approach advance after each radial cycle. The derivations under i and ii below give
per orbit to first order, where is the semi-major axis and the orbital eccentricity. For Mercury, the additional Schwarzschild perihelion precession is approximately 43 arcseconds per century, over and above the much larger Newtonian precession produced primarily by other planets. It is the unexplained residual after those effects have been included that provides the classic quantitative test of general relativity; one should not identify the whole observed precession with this relativistic correction.[ref]
The labels i and ii in the original paper introduce optional orbit-equation aids, rather than separate mandatory subquestions. They are retained here for derivations of both aids and of the perihelion result.
Local equivalence and tides. In Newtonian mechanics, inertial mass measures the response to a force, whereas passive gravitational mass couples to an imposed Newtonian gravitational field. A freely falling body obeys
The observed composition independence of free fall says that this ratio is universal. With a common choice of units it is one. This is the Newtonian content of the weak equivalence principle for test particles; it does not by itself specify all nongravitational physics.
The Einstein equivalence principle further says that local nongravitational experiments in a sufficiently small freely falling laboratory have the form predicted by special relativity, independently of the laboratory's location and motion. In such a local inertial frame, the metric tensor is locally the Minkowski metric and the Christoffel symbols vanish at the selected event. The strong equivalence principle extends the universality claim to local gravitational experiments and bodies with significant gravitational self-energy. None of these statements removes measurable tidal forces across a finite apparatus.
In an ideal small freely falling lift, a released ball initially floats relative to the cabin, because both undergo the same free fall. Two separated balls, however, need not retain their separation: they sample different parts of the gravitational field. For a point source, linearizing across a small separation gives the tidal tensor prediction
A radial separation stretches with coefficient , whereas a transverse separation is compressed with coefficient . Initially parallel velocities therefore develop relative motion even though the individual bodies experience zero proper acceleration.
The relativistic statement is geodesic deviation. With the Riemann curvature tensor convention
a connecting vector between neighboring freely falling worldlines satisfies
Here is the covariant derivative along the reference geodesic, and its four-velocity. Curvature can be nonzero where the Christoffel symbols have been made zero. In the weak, static, slow-motion limit this equation reduces to , recovering the tidal tensor above. A finite falling lift can detect gravity through these relative accelerations; local equivalence does not imply a globally uniform field.
Weak-field connection and potential. Take and the metric signature. There is an index error in the printed formula for the Christoffel symbols: its first differentiated metric component must be , not . The correctly contracted expression is
The offending term vanishes under the stipulated time independence, so this correction does not change the intended calculation. Write and treat both and its derivatives as first order. To that order , , and . A stationary metric tensor gives
For the temporal component the inverse-metric coefficient is already first order, so
For a spatial component the zeroth-order inverse metric contributes:
The time component of the approximate geodesic equation says that is constant to the retained order. In its spatial component, convert the proper time derivatives to coordinate-time derivatives and cancel :
Comparison with the Newtonian equation identifies . For an isolated source, choose the gravitational potential to tend to zero at infinity and normalize the time coordinate there, giving . Thus
The quantity is the Newtonian gravitational potential, or gravitational potential energy per unit mass, in . For a point source, . A static clock has , connecting the Newtonian limit with gravitational time dilation.
Frequency of the orbiting source. Treat the gas blob as a test particle on a timelike circular Schwarzschild geodesic, with pressure and other nongravitational forces negligible. Treat our very distant location as infinity, so the observer's own gravitational potential is negligible. These are the assumptions that make a unique answer in terms of possible.
Put and use a local static observer at the emission point as an intermediate measuring frame. The remote observer lies on the symmetry axis of the orbit. A ray arriving on that axis has zero conserved axial angular momentum, so its local direction is perpendicular to the emitter's azimuthal velocity. Bending within a meridional plane does not alter this orthogonality. The transverse relativistic Doppler effect therefore gives
where is the orbital speed measured by that local static observer. The gravitational redshift between static Schwarzschild observers then gives
A gravitational circular orbit has in the weak-field limit, so . Expanding both factors,
Solving for the emitted frequency gives
The gravitational part is and the transverse kinematic time dilation contributes another ; the absence of line-of-sight motion does not remove this second effect.
As an exact check, the local speed on a timelike circular Schwarzschild geodesic satisfies , where . Therefore the face-on frequency shift of a circular Schwarzschild source is
whose expansion agrees with the boxed answer. If the gas is supported or accelerated by pressure or magnetic stresses rather than following a geodesic, its orbital speed is not fixed by the mass and radius alone; the appropriate first-order result is instead , with supplied independently.
Use the geodesic Lagrangian , where dots denote an affine parameter derivative. The Euler-Lagrange equations give
These are the geodesic equations wherever , so the Riemannian metric is nondegenerate. Substitution of , and makes both equations proportional to
Thus is a family of affinely parametrized geodesics, on intervals staying within one quadrant. In particular, and keep the metric nonsingular; the coordinate axes themselves are not regular points of this metric. The coordinate need not be linear in the affine parameter, despite the straight coordinate-space shape of these curves.
Write , with . On the equatorial plane, the geodesic Lagrangian is
The coordinates and are cyclic, giving . The conserved physical energy per unit rest mass is , while is the signed angular momentum per unit rest mass. The radial Euler-Lagrange equation, with , is
These are the requested geodesic equations. The equatorial condition is consistent with the polar equation by the spherical symmetry of the Schwarzschild metric.
The normalization of the four-velocity is . Insert the two conserved quantities and multiply by to obtain
This is a one-dimensional radial energy equation. Half of its left side is radial kinetic energy per unit mass plus an effective potential: the Newtonian centrifugal and gravitational terms acquire the extra attractive contribution .
A timelike circular Schwarzschild geodesic requires . Equivalently, set the derivative of to zero. At this gives , and substitution in the radial energy equation yields
Such timelike circular orbits require . Their coordinate angular velocity satisfies , and their proper clock rate is .
For the static North-Pole clock, . Consecutive overhead passages occur one coordinate orbital period apart, and the repeated Earth-satellite geometry gives equal signal travel delays. The comparison of circular-orbit and static Schwarzschild clocks therefore gives
This includes both gravitational and orbital-motion effects; a separate Newtonian time-dilation correction must not be added again.
For an estimate, Kepler's third law gives . The same approximate geostationary radius and period give . Expanding the ratio to first order,
The satellite clock consequently gains about over a three-hour orbit in this approximation. The surface observer is taken to be static, and the spacetime model is the spherical Schwarzschild metric specified in the problem.
A fundamental observer follows the mean cosmic matter flow and is at rest with respect to the homogeneous cosmological frame. Cosmological isotropy permits no preferred spatial acceleration, rotation vector or anisotropic expansion for this flow: the congruence is geodesic, irrotational and shear-free, with isotropic expansion. Its orthogonal homogeneous spatial slices define simultaneity. Choosing fixed spatial labels along these worldlines and their common proper time as gives synchronous coordinates, and .
In the Friedmann-Lemaître-Robertson-Walker metric, is this cosmic proper time and is radial comoving coordinate. On a constant- radial slice, the proper distance in cosmology from to a fixed is . Therefore
This is the Hubble parameter. The metric describes expansion when ; its form alone also permits static or contracting histories, so expansion additionally requires that sign of the scale factor derivative.
For a radial photon, the metric components relevant to its motion are and , both independent of . The angular momentum components vanish. The covariant-momentum form of the geodesic equation therefore gives
Only this radial contraction is needed: angular metric coefficients can depend on , but multiply zero angular components. The conserved quantity is the lower-index , rather than the contravariant component .
For outward travel put . The null condition gives
Here the time coordinate is , rather than . A comoving observer has and measures photon energy . Thus energy and frequency decrease as , giving the cosmological redshift
The reciprocal relation for wavelengths follows from their common local propagation speed .
Finally center the spatial coordinates on the receiving comoving observer. At the source, the transverse spatial line element is . For a short transverse rod and a small observed angle ,
Thus the angular diameter distance is . Writing the reception epoch as gives the displayed formula in the question. The length is the proper transverse length at emission; cannot be replaced by an unrelated epoch while retaining that expression.