A Hausdorff space is a topological space in which any two distinct points have disjoint open neighborhoods. Let be a compact subset of a Hausdorff space and . For each , choose disjoint open neighborhoods of and of . The cover , so compactness gives a finite subcover . Their paired intersection is an open neighborhood of disjoint from . Thus every point of its complement has an open neighborhood in the complement, proving every compact subset of a Hausdorff space is closed. The empty set case is immediate.
In the cocountable topology on an uncountable set, any two nonempty open sets intersect: their combined complements are countable and cannot exhaust . Thus the space is not Hausdorff.
Nevertheless every compact subset is closed here. In fact only finite subsets are compact. To prove this, suppose is infinite and choose distinct points . The open sets
form an increasing open cover of , and hence of . Any finite selection is contained in for its largest index , which misses . So is not compact. Finite sets are compact in any topological space, and in this cocountable topology they are closed because their complements are open. This proves the claimed behavior of compact subsets of a cocountable space.
If an open set meets , it meets . Thus if two open sets meet the closure of an irreducible set, they both meet , their intersection meets by irreducibility, and therefore it also meets . This proves irreducibility of the closure. A singleton is irreducible, so its closure is an irreducible closed subset.
In a Hausdorff space, two distinct points have disjoint open neighborhoods. An irreducible set cannot contain both, so every nonempty irreducible closed subset is a singleton, which is closed and has a unique generating point. Hence every Hausdorff space is a sober topological space. An infinite set with the cofinite topology is itself irreducible, because any two nonempty open sets meet, but every singleton is closed. Its whole space is therefore not the closure of a singleton, proving that it is not sober.
For the proposed sobrification, let consist of nonempty irreducible closed subsets. The basic operations are
The last identity uses irreducibility of each member of . Hence these sets already form a topology. The map is injective: meets an open exactly when , so equality of the hats forces equality of the original opens. It is surjective onto the topology just constructed by definition.
Now let be a nonempty irreducible closed subset of . Its complement is for a unique open . Put . Then
If opens meet , choose points in those intersections. Their singleton closures lie in , so meet . Irreducibility of forces to meet , and hence meets . Thus is nonempty, closed and irreducible, so is itself a point of .
The closure of this point in is exactly : inclusion makes every open meeting meet , whereas a point of is separated by the open . Hence . Any other point with the same closure satisfies and , forcing . This proves the constructed space is sober.
A completely regular Hausdorff space is a Hausdorff space in which each point outside a closed set is separated from by a continuous function with and . Put and define the evaluation character by . The weak-star topology on is the topology of pointwise convergence on : its coordinate maps are continuous, and generate the topology. It is Hausdorff, and the dual unit ball is compact in it by the Banach-Alaoglu theorem.
For nonempty , by the supremum norm bound and the constant function . All the coordinates of are continuous, so is continuous. Complete regularity separates distinct points, proving injectivity. To prove continuity of the inverse onto its image, let with open in . Separating from gives a bounded continuous with
Such neighborhoods prove that is a homeomorphism onto . This qualification is essential: it is not onto the whole dual, since the zero functional is not an evaluation on a nonempty space.
Define the Stone-Čech compactification to be
The Banach-Alaoglu theorem makes this a compact Hausdorff space, with identified with its dense evaluation copy. For , the coordinate function is a continuous extension. Density gives . Conversely any restricts to an element of , and because they agree on the dense subset . Restriction and coordinate extension are inverse linear isometries, hence
They also preserve products: the corresponding continuous functions agree on and hence everywhere.
For the universal extension property, let be continuous and a compact Hausdorff space. Pullback defines a bounded linear operator by . Its dual map is weak-star continuous, since . Evaluation is a homeomorphism onto a compact, thus closed, subset: a compact Hausdorff space is completely regular, by the Urysohn lemma. Now , so
Therefore is the required continuous extension. Two continuous maps into the Hausdorff space agreeing on the dense subset agree everywhere, proving uniqueness.
If is open in , then it is a locally compact space: around any , regularity of the compact Hausdorff space gives an open neighborhood whose closure is compact and lies in . Conversely, suppose is locally compact. Choose an open neighborhood of in with compact closure . There is an open with . Density of implies , while compactness of makes it closed in , so . Thus . This proves
The empty-space cases are immediate.
The final printed assertion, for an arbitrary subset of , is false. Take the infinite discrete space . It is not compact, so its compactification has a point . The singleton is closed, hence equals its own closure. It is not open, since every nonempty open subset of meets the dense copy of . This is a counterexample.
The valid result holds for subsets , and more generally for open subsets of . For , its indicator is bounded continuous because is discrete. Its extension is still idempotent by density, so it takes only the values zero and one. The set is clopen and has . Density then gives . If is open in , the set is dense in , so is clopen by the result just proved. Consequently is extremally disconnected, which means the closure of every open set is open. This is the discrete Stone-Čech compactifications are extremally disconnected theorem, with the essential open-set qualification.
A topological group is a group equipped with a topology for which multiplication and inversion are continuous maps. The product uses the product topology. Translation and inversion are therefore homeomorphisms. Hausdorffness is sometimes included in the definition; the two open-subgroup arguments below do not require it.
For the inverse system, take a directed set , topological spaces , and continuous maps for , with and . An inverse limit is a space with compatible continuous maps such that every compatible family factors uniquely as through a continuous map . Existence follows from the concrete construction
with the subspace topology of the product topology. The only possible map is . Compatibility puts its image in , and coordinatewise continuity makes it continuous. This proves the universal property of an inverse limit, even when is empty. Given two inverse limits, their universal properties supply maps each way; the composites have the same coordinates as the identity, so uniqueness makes them identities. The inverse limit exists and is unique up to the unique homeomorphism respecting its projections.
A profinite group can be defined as an inverse limit of finite discrete groups, or as a compact Hausdorff space that is a totally disconnected space, equipped with continuous group operations. For the first implication, use the Tychonoff theorem. The compatibility equalities define a closed subgroup of the compact Hausdorff product. Two distinct points are distinguished by a finite discrete coordinate, so no connected subset contains both. Consequently the inverse limit is a compact Hausdorff totally disconnected topological group.
For the converse, use the topological result that a compact Hausdorff totally disconnected space has a basis of clopen sets. Choose a clopen set containing inside any specified identity neighbourhood. For each , continuity gives an identity neighbourhood and an open neighbourhood of with . Finitely many cover the compact set . Intersect their and its inverse to obtain a symmetric identity neighbourhood with . Symmetry also gives , and hence for every . The set
is a subgroup containing , so it is open. It is contained in , since and . By part (ii), has finite index. Its normal core of a subgroup is a finite intersection of conjugates of , hence an open normal subgroup contained in . This proves the open normal subgroup basis of a profinite group.
The natural group homomorphism
is injective because the intersection of these is . For a compatible family of cosets, any finitely many have nonempty intersection: their intersection subgroup is another indexing subgroup, and its prescribed coset lies in each. The finite intersection property and compactness give a point belonging to all the cosets, proving surjectivity. Finally a continuous bijection from a compact space to a Hausdorff space is a homeomorphism. The two definitions of profinite group are equivalent.
The general adjoint functor theorem says that, for a functor between locally small categories, with a complete category, has a left adjoint if and only if it preserves small limits and satisfies the solution-set condition. The solution-set condition means that for each there is a set of arrows such that every factors as for some and some .
Here is the smallness argument behind the theorem. A complete category that is locally small and has a weakly initial set has an initial object. Form the product in a category . It is weakly initial, since a projection followed by a chosen arrow gives an arrow . Take the simultaneous equalizer of all endomorphisms of with ; the family is a set by local smallness. The object is also weakly initial. For parallel arrows , take their equalizer and a map . Since is an endomorphism of , the defining property of gives . Cancellation of the monomorphism gives . Thus the monomorphism has a right inverse and is an isomorphism, so . Existence of arrows out of was already established, proving the initial-object lemma for complete categories with a weakly initial set.
If preserves small categorical limits, the comma category is complete: take the limiting object in , and use preservation to assemble the arrows from . It is locally small, and the solution-set condition provides a weakly initial set. Its initial object is an arrow with a natural bijection
For a morphism , define by . Uniqueness proves functoriality and naturality, giving a left adjoint . Conversely, a right adjoint preserves categorical limits, because applying the adjunction converts a limiting cone over a diagram into the corresponding limiting cone of hom-sets. Its adjunction unit at is a singleton solution set. This proves both directions of the general adjoint functor theorem.
Apply it to the inclusion , where is the full subcategory of compact Hausdorff spaces. A small product in a category of compact Hausdorff spaces is again compact Hausdorff by the Tychonoff theorem. An equalizer of two continuous functions into a Hausdorff space is closed, hence compact Hausdorff. Products and equalizers construct all small categorical limits, and the inclusion preserves these constructions. Both categories are locally small.
Fix a topological space and a continuous function into a compact Hausdorff space. The closure is compact Hausdorff and has a dense subset of cardinality at most . The permitted cardinal estimate gives
For , use . Choose a set of representatives of all compact Hausdorff topologies on underlying sets of cardinality at most this bound, and all continuous functions from to those representatives. Every factors through one of them, using the inclusion . This is the solution-set condition. Consequently the inclusion of compact Hausdorff spaces has a left adjoint, the compact Hausdorff reflection:
The universal arrow has dense image: factoring it through its closed image and applying uniqueness supplies an inverse to that image inclusion. It need not be an embedding when is not sufficiently separated; the assertion is a compact Hausdorff reflection, rather than a claim that every topological space embeds in a compact Hausdorff space.
For completeness, the alternative Special adjoint functor theorem can be proved from the same initial-object argument. Its limit form assumes that is complete, locally small and well-powered, with a small cogenerating family ; then , with locally small, has a left adjoint precisely when it preserves small limits. To prove sufficiency, start with and intersect all subobjects through which factors after applying . Well-poweredness makes this a small intersection of subobjects, and preservation of limits gives a smallest supporting object . For maps , equality makes their equalizer another supporting subobject. Minimality forces that equalizer to be invertible, so . Therefore
is an injective function. The evaluation embedding into cogenerator products embeds in , where is the realized subset of the fixed set . There are only a set of choices of these subsets, only a set of subobjects of each resulting product, and only a set of arrows from to each -image. They give a solution set, so the already proved general adjoint functor theorem applies. Necessity is again preservation of limits by a right adjoint. For , monomorphisms are embeddings onto closed subspaces, and is a coseparator because continuous functions to it separate points. Thus the Special adjoint functor theorem gives the same reflection directly.
Take . We first prove the Ellis–Numakura lemma in the one-sided continuity convention needed here. Let be a nonempty compact Hausdorff space with an associative multiplication for which each map is continuous. Among its nonempty closed subsemigroups, there is an inclusion-minimal one, : a decreasing chain has nonempty intersection by compactness, and that intersection is a closed subsemigroup, so Zorn's lemma applies.
Fix . The set is nonempty and compact, hence closed in the Hausdorff space, and is a subsemigroup because
Minimality gives . Thus the set is nonempty. It is closed by the stated continuity, and it is a subsemigroup, since for . Minimality again gives , so and , giving a semigroup idempotent. If one instead uses the opposite one-sided continuity convention, the same proof uses and ; no joint continuity is required.
Apply this lemma to the Stone-Čech compactification of the natural numbers with its given addition. In the addition on the Stone-Čech compactification of the natural numbers convention,
The continuous variable is when is fixed. The granted compactness, Hausdorff property and associativity therefore imply there exists an idempotent ultrafilter with .
On the positive integers such a is nonprincipal: a principal ultrafilter at adds to itself to give the one at , which is different. Hence every cofinite set belongs to . If zero is included in one's convention for , use the same compact semigroup argument on the closed space of nonprincipal ultrafilters: it is nonempty by compactness of the infinite discrete set's compactification, and the displayed addition sends two free ultrafilters to a free ultrafilter. This avoids the trivial principal idempotent at zero.
To deduce Hindman's theorem, let be the unique colour class belonging to . Define
Idempotence gives . The idempotent-ultrafilter star-set lemma also gives whenever . Here is its proof: , and applying idempotence to gives
Intersecting this set with produces exactly .
Choose . Suppose have been chosen with every nonempty finite sum in . The finite intersection
belongs to , and is therefore nonempty. Choose from it. The new sums are and , and they all lie in . Induction yields
This proves every finite colouring of the positive integers admits a monochromatic finite-sums set generated by a strictly increasing infinite sequence, the required Hindman theorem.
False without a separation assumption. Give the indiscrete topology , and take . Both spaces are finite and hence compact, but is not a closed set because is not open. In a Hausdorff space, a compact subset would be closed; that hypothesis is absent here.
An -dimensional smooth manifold is a Hausdorff space with a countable topological base, equipped with a smooth atlas of homeomorphisms from open subsets onto open subsets of , whose overlap maps are smooth diffeomorphisms. The smooth structure is the maximal smooth atlas compatible with these manifold charts. Here manifolds have no boundary unless specified otherwise.
For a space with all the requested topological properties but no such atlas, take the topological tripod: three closed intervals joined at one endpoint. It is a compact connected subspace of the plane with its induced metric. A countable base of planar rational balls restricts to a countable base, the metric makes it Hausdorff, and compactness gives a finite subcover of every open cover, hence a locally finite refinement and paracompactness.
At an interior point of any arm, arbitrarily small neighborhoods are intervals. A coordinate ball in dimension at least two would remain connected after deleting its center; an interval does not. Dimension zero would make the space discrete. Thus any possible connected manifold structure would have dimension one. But a sufficiently small neighborhood of the junction, minus the junction, has three components, whereas an interval chart has two. This contradiction rules out even a topological manifold structure, and hence any smooth one.
The product smooth structure uses manifold charts . Transition maps act separately in the two coordinate blocks and are smooth with smooth inverses. Products of countable bases give a countable base, and the product remains Hausdorff. Therefore with this natural smooth structure.
Define the tangent space by point derivations: a tangent vector at is an -linear map on germs of smooth functions at , satisfying . Addition and scalar multiplication preserve this rule, so these derivations form a vector space. In coordinates , the local identity
follows by integrating the derivative of along the coordinate line segment. Derivations annihilate constants, so it gives . The coordinate derivations are independent since they evaluate the coordinate functions as . Thus
For a smooth map, define the differential of a smooth map intrinsically by . It is again linear and satisfies the derivation rule at , so it maps into . Its coordinate matrix is the Jacobian of the coordinate expression of , independently of the charts by the intrinsic definition and chain rule.
Finally, a zero differential forces each target coordinate function to have all derivatives zero on a small connected source coordinate ball mapping into one target chart. Integration on straight segments makes those functions constant there. Hence is locally constant. Each nonempty fiber is both open and closed, so connectedness gives the zero-differential constancy theorem, .
A compact space is one for which every open cover has a finite subcover. A Hausdorff space has disjoint open neighbourhoods of any two distinct points.
Let be a compact subspace of a Hausdorff space , and let . For each , choose disjoint open neighbourhoods of and of . Finitely many cover . Their corresponding intersection is an open neighbourhood of disjoint from . Thus is open, proving compact subspaces of a Hausdorff space are closed.
In particular, is closed as a subspace of compact . A closed subset of a compact space is compact: add its open complement to an open cover, apply compactness to the whole space, and discard that extra open set. Hence is compact.
In the cocountable topology on , two nonempty open sets always intersect. Their two countable complements have countable union, which cannot exhaust the uncountable real line. Therefore this space is not Hausdorff.
Every finite subset is compact in any topology. Conversely, from any infinite subset select distinct points and define
Each is cocountable and open; the sets increase and their union is all of . They therefore cover , but a finite selection is contained in some , which misses the infinitely many with . No finite subcover exists. Thus the compact subsets of a cocountable space are
A spacetime is a smooth four-dimensional manifold equipped with a smooth Lorentzian metric, conventionally of metric signature , and a choice of time orientation. The usual manifold assumptions include the Hausdorff space and second-countable space conditions. A physical model also specifies matter fields and requires the Einstein field equations and matter equations.
Diffeomorphism invariance of general relativity means that relabelling events by a smooth invertible map, while transforming the metric tensor and every matter field together, preserves the form of the equations. Passively, a coordinate change gives new components for the same geometric fields. Actively, pulling all fields back by a diffeomorphism gives another representative of the same physical geometry, subject to any prescribed boundary conditions or boundary symmetries.
The geometry and matter together carry the physical content; coordinate labels do not. A diffeomorphism need not be an isometry of a fixed metric, and unrelated metrics are not automatically physically equivalent.
All vector spaces in this solution are complex, while convex combinations use real coefficients. An extreme point of a convex set is one for which , and , forces . Equivalently, is not the midpoint of two distinct points of .
The Krein-Milman theorem says that every nonempty compact convex set in a Hausdorff locally convex space is the closed convex hull of its extreme points. Here is a proof. A face of a convex set is a convex set such that whenever an interior point of a segment in belongs to , both endpoints belong to . Consider nonempty compact faces, ordered by reverse inclusion. A chain has nonempty intersection by compactness and the finite intersection property; that intersection is again a compact face. The Zorn lemma therefore gives a minimal nonempty compact face .
If contains distinct , a continuous real linear functional on the underlying real locally convex space distinguishes them. Such a linear functional exists because the space is Hausdorff and locally convex, by the Hahn-Banach theorem. The maximizers of on form a nonempty proper compact face of . A face of a face is a face of , contradicting minimality. Therefore is a singleton, yielding an extreme point. The same argument inside any nonempty compact face of supplies an extreme point of lying in that face.
Let be the closed convex hull of the extreme points of . It is a nonempty closed subset of compact , hence compact. If , the Hahn-Banach separation theorem provides a continuous real linear functional with . Its maximizer set on is a nonempty compact face, which contains an extreme point of . But and , a contradiction. Thus , proving Krein-Milman theorem.
For a nonempty compact Hausdorff space , the extreme points of the dual unit ball of C(K) are
This is the permitted description without proof, with denoting the complex space of continuous functions on a compact space equipped with the supremum norm. If is empty, and the closed unit ball of its continuous dual space has the single extreme point instead.
The complex Banach–Stone theorem states that a surjective complex-linear isometric isomorphism of normed spaces has the form
where and is a homeomorphism. Conversely, every such map is a surjective complex-linear isometric isomorphism of normed spaces for the supremum norm.
To prove this, suppose first that are nonempty. The Banach-space adjoint is a bijective isometric isomorphism of normed spaces on the continuous dual spaces, so it bijects their closed unit balls and preserves extreme points. The displayed extreme point description gives uniquely
Uniqueness follows by evaluating at the constant function , and then using that continuous functions separate points of a compact Hausdorff space. Evaluation gives the required formula for , and is continuous. Surjectivity of on extreme points proves surjectivity of : the preimage of any is for some . If , every function in the range of has equal values at these two points after division by ; surjectivity of and separation of points force . Thus is bijective.
For every , is continuous. The evaluation map , , is a continuous injection of a compact Hausdorff space into a Hausdorff product topology, hence a homeomorphism onto its image. Continuity of every coordinate proves continuity of . A continuous bijection between compact Hausdorff spaces is a homeomorphism. Conversely the weighted-composition formula plainly preserves the supremum norm, and its inverse is
If one compact space is empty, a surjective isometric isomorphism of normed spaces forces the other to be empty, and the empty homeomorphism gives the corresponding trivial case. This completes Banach–Stone theorem.
Neither the space of sequences converging to zero nor can be isometrically a continuous dual space of a Banach space. Indeed, every nonzero continuous dual space has a nonempty weak-star compact closed unit ball by Banach-Alaoglu theorem, and Krein-Milman theorem then guarantees an extreme point. A bijective linear isometry preserves extreme points of closed unit balls.
The closed unit ball of has no extreme points. Given with , choose with and . The two distinct elements remain in that closed unit ball and have midpoint .
The closed unit ball of the complex Lp space also has no extreme points. An element of norm less than one can be perturbed by a sufficiently small nonzero Lp space element in both directions. If , the non-atomic measure admits a measurable set of mass ; for example the continuous function attains . Put . For , the distinct functions both have Lp norm
with the two coefficients interchanged for the minus sign. Their midpoint is . Thus neither proposed space is isometrically a Banach dual.
Finally, is a connected space, whereas is disconnected. They cannot be homeomorphic. By Banach–Stone theorem, and are not isometrically isomorphic as complex Banach spaces.
Work over and take a nonzero commutative unital Banach algebra , with . A character of an algebra is a nonzero multiplicative complex linear functional . It satisfies . Moreover : otherwise would be invertible, although its image under is zero. The bound on the spectrum of an element therefore gives , proving automatic continuity of characters and .
Every proper maximal ideal of is closed. Indeed its closure is an ideal; if this closure were all of , would contain an element within distance less than one of . Such an element is invertible by the Neumann series, forcing . Thus the closure is proper and maximality makes it equal to . The quotient Banach space , with its quotient Banach algebra structure, is a complex normed division algebra. By the Gelfand-Mazur theorem, it is , so the quotient map gives a character of an algebra with kernel . Conversely, the kernel of every character of an algebra is a maximal ideal, since the character is onto . The Zorn lemma supplies a maximal ideal containing every proper ideal, so the character space of an algebra is nonempty.
These facts give the exact relation between the character space and the spectrum of an element:
One inclusion was proved above. For the other, if is noninvertible, the principal ideal it generates is proper because is commutative. Contain it in a maximal ideal and use its corresponding character of an algebra to obtain .
Give the Gelfand topology, namely its subspace topology from the weak-star topology on . In the closed unit ball of , it is the intersection of the closed conditions
Consequently Banach-Alaoglu theorem makes a compact Hausdorff space. For every , define the Gelfand transform . This is a continuous function on by definition of the Gelfand topology. The Gelfand representation theorem gives a contractive unital algebra homomorphism over a field
Multiplicativity and linearity follow by evaluating at each character of an algebra; the supremum norm equality follows from the preceding spectrum of an element identity. Its kernel is
the Jacobson radical. Equivalently, its elements have spectrum of an element . Thus is injective precisely when is a semisimple commutative Banach algebra, and it gives a faithful continuous representation of as a function algebra. Its range contains the constants and separates points of , because distinct characters of an algebra differ on some . An arbitrary Banach algebra need not have an isometric or surjective Gelfand transform, nor a uniformly dense range: those conclusions require further hypotheses.
For the Banach algebra on a nonempty compact Hausdorff space , all characters of an algebra are evaluation characters. To see this, let be a maximal ideal. If its elements had no common zero, compactness would supply with no common zero. The continuous function belongs to , is strictly positive on , and has a continuous reciprocal. It is therefore invertible, a contradiction. Hence all elements of vanish at some , so and maximality gives equality. The associated character of an algebra must be : since , its value on is .
The map is a continuous bijection , using separation of points by continuous functions. Compactness and the Hausdorff property make it a homeomorphism. Under this identification the Gelfand transform is , so it is the identity representation of , in particular an isometric onto map. The empty gives the zero algebra, whose empty character space represents the zero function space; it was excluded by the nonzero unital convention above.
Now let be a commutative unital C-star algebra. The stronger conclusion is the Commutative Gelfand--Naimark theorem: the Gelfand transform is an isometric onto C-star homomorphism . We prove the additional assertions without assuming this conclusion.
First every character of an algebra respects the C-star algebra involution. If , the elements , , are unitary elements of a C-star algebra, and their norm is one by the C-star identity. Continuity and multiplicativity give . Thus for every real , forcing to be real. Writing with and self-adjoint gives . Therefore the range of is closed under complex conjugation.
Every element of commutative is a Normal element of a C-star algebra. For a normal , use the C-star identity, and then the same identity for the self-adjoint element , to obtain
Its powers are also normal, so . The spectral radius formula gives , hence . The Gelfand transform is therefore an isometry, and its range is complete and closed in the supremum norm. It contains constants, separates points and is closed under complex conjugation. The complex Stone-Weierstrass theorem makes that range dense, hence all of .
The approximation step in Stone-Weierstrass theorem can also be seen directly here. For a unital conjugation-closed point-separating subalgebra , the real-valued part of its uniform closure is closed under absolute values, by polynomial approximation to on bounded intervals, hence under pointwise maxima and minima. Its real-valued functions separate points. Given real and , for each an affine rescaling of a separating function produces agreeing with at ; take a constant when . For fixed , finitely many neighbourhoods of where cover . Their maximum exceeds everywhere and agrees with at , hence is less than near . Finitely many of these latter neighbourhoods cover ; the minimum of their lies between and everywhere. Approximate real and imaginary parts separately. This proves the density used above and completes the C-star algebra conclusion.
Let be a compact set of a Hausdorff space . For any and each , the Hausdorff property gives disjoint open sets and . The sets cover ; compactness supplies a finite subcover . The open set contains and misses every , hence misses . Thus is open, and every compact subset of a Hausdorff space is closed. The empty-set case is immediate.
Since with its usual topology is Hausdorff, its compact sets are closed. The open cover of has a finite subcover of any compact set . Taking the largest index in that subcover gives , so is a bounded set. This proves the required direction of the Heine-Borel theorem without assuming its converse.
A quotient topological space of a topological space is obtained by an equivalence relation : its points are the classes , and the canonical surjection is . The quotient topology declares a subset of the quotient open exactly when is open in . More generally a surjection onto a set specifies the same topology by this condition.
For a Hausdorff source with a non-Hausdorff quotient, use and when . Any nonempty open inverse image is a nonempty open subset of invariant under rational translations. It contains an interval , and for every real there is a rational with ; hence it contains every . Thus has the indiscrete topology.
It has distinct points, for instance the classes of and , but neither has a proper nonempty open neighbourhood. The quotient is not Hausdorff, even though is a Hausdorff space.
The definitions in a unital C-star algebra are
Thus a Hermitian element of a C-star algebra is self-adjoint, a Unitary element of a C-star algebra has inverse , and a Normal element of a C-star algebra commutes with its adjoint. We derive the needed C-star algebra facts directly from , as required.
First gives , and
gives ; applying the same argument to gives equality. Thus the involution is an isometry. For a Unitary element of a C-star algebra ,
The general Banach algebra spectrum bound gives for . Such a is nonzero, and the inverse spectral mapping theorem gives , so also . Hence
If , the convergent exponential series and the isometric involution give . These commuting exponentials multiply to , so is unitary for real . By the exponential spectral mapping theorem, if then . Taking gives , so
Only general Banach algebra spectral mapping theorem and the defining C-star identity were used.
Now prove spectral permanence for C-star algebras. Let be the norm-closed C-star subalgebra with the same identity. The algebraic inclusion always gives . For , both spectra lie in . If , choose nonreal . Since , each belongs to . By continuity of inversion in a Banach algebra, these inverses converge in to , which belongs to because is closed. Thus , proving equality for hermitian elements.
For the requested normal , suppose is invertible in . The element is hermitian and invertible in , so the equality just proved places in . Consequently
Since already has a two-sided inverse in , multiplying by that inverse gives . Hence its inverse belongs to , and
We need one more elementary consequence of the C-star identity: the spectral radius norm equality for normal elements. If , then . If is normal, commutativity of gives
Every power of is a Normal element of a C-star algebra. Induction gives . The general spectral radius formula therefore implies
The continuous functional calculus is the unique unital -homomorphism taking the coordinate function to . For bounded linear operators on a Hilbert space, the adjoint identity gives . Therefore
This proves the C-star identity for directly; completeness and submultiplicativity come from the operator norm. Let
Because is a normal operator, this is a commutative unital C-star algebra. Every element of is a Normal element of a C-star algebra, so the preceding norm identity says its Gelfand transform is isometric:
Here is the compact character space from the general Gelfand representation theorem for commutative Banach algebras.
Each algebra character preserves the involution. Indeed, write with hermitian; and similarly for , so . Therefore the continuous map
is injective: its value determines and hence its value on all the dense polynomials. It is surjective because the general character description of the spectrum gives , and spectral permanence for C-star algebras identifies this with . A continuous function that is a bijection from a compact space to a Hausdorff space is a homeomorphism, so we identify with .
Under this identification, the Gelfand transform sends to and to . Its image is an isometric, and therefore closed, unital self-adjoint subalgebra of . It separates points because it contains . The complex Stone-Weierstrass theorem makes the image dense, hence equal to all of . Inverting the Gelfand transform and including into gives
an isometric unital C-star homomorphism with .
To prove uniqueness without assuming automatic continuity of C-star homomorphisms, let be any other such map. Since every is normal, is normal. A unital algebra homomorphism preserves inverses, so
Using the normal-element norm identity yields . Thus is contractive. It agrees with on polynomials in , since both send them to the same polynomials in . These polynomials are dense by the Stone-Weierstrass theorem, so continuity proves . This establishes the continuous functional calculus with no unproved theorem specific to C-star algebras.
A disconnected spectrum gives a nontrivial closed invariant subspace. Write with nonempty and both open and closed in . The indicator function is continuous on , even though no such continuity is needed across the gap outside . Let . The continuous functional calculus gives
Its isometry gives and , so . The linear projection has closed range . Its range is nonzero and proper, and proves invariance. Since it also commutes with , the same subspace is reducing. This proves disconnected spectrum gives a reducing subspace.
Figure 1.
A disconnected spectrum and its continuous indicator, which produces a nontrivial reducing projection
. Details.
The figure can be realized without any eigenvalues: take , where is planar area on the two closed disks, and let multiply by . Its adjoint multiplies by , so it is a normal operator. An eigenvector for would be supported on the area-zero singleton , hence would be zero in . Outside , multiplication by is a bounded inverse to . For , normalized indicator functions of have , excluding a bounded inverse. Thus its spectrum is exactly . The linear projection in the figure multiplies by , and its range consists of functions supported on the left disk.
The bidual range condition implies both weak compactness and the stronger continuity of . First assume . The Banach-Alaoglu theorem makes weak-star compact, and is weak-star continuous. Hence its image is compact for the weak-star topology in . Because it lies in , it corresponds to a weakly compact subset under .
The identity gives . A weakly compact set in a Hausdorff space is closed for the weak topology, so is also norm-closed and contains the norm closure of . That closure is a convex set closed in the norm topology, hence weakly closed by the Mazur theorem. It is therefore a weakly closed subset of the weakly compact , and is a weakly compact set. This proves .
For , fix . By the range assumption there is with . For every ,
The right side is a defining weak-star continuous evaluation on . Since the weak topology on is determined by all , every scalar coordinate of for that topology is weak-star continuous. Therefore
Let be an open cover of in its subspace topology. Write with each open in . Since is a closed set, is open, and is an open cover of the compact space . A finite subcover restricts to a finite subcover of . Hence the closed subset is compact.
If is an open cover of in its subspace topology, the inverse images under the restricted continuous map form an open cover of . Take a finite subcover; the corresponding cover . Thus the continuous image is compact. Neither argument assumes a Hausdorff space or asserts that a compact set must be closed set in an arbitrary topological space.
The weak topology is the coarsest topology making every bounded linear functional continuous. A neighbourhood basis at consists of sets for finite families in .
Mazur theorem says that for any convex subset of a real or complex normed vector space,
The norm closure is convex. If is outside it, the Hahn-Banach separation theorem gives a bounded linear functional and a real with . In the real case omit the real part. Thus has a weak neighbourhood missing , proving that the weak closure lies in the norm closure. The other inclusion follows because the weak topology is weaker than the norm topology. In the complex case real separation is converted to a complex functional by .
The sequential formulation, Mazur lemma, follows as well. If , then lies in the weak closure of each tail and hence in the norm closure of its convex hull. Select a finite convex combination of the th tail at norm distance less than from .
A weakly bounded set satisfies for every . Regard as a pointwise bounded family of functionals on . The completeness of the dual space holds even if is incomplete: a norm-Cauchy sequence of functionals has a pointwise bounded linear limit and then converges uniformly on the unit ball. The Uniform boundedness principle therefore gives , and proves norm boundedness.
One can see the precise Baire argument here. The closed sets cover the Banach space . The Baire category theorem makes some contain a ball , after shrinking the radius. For , both and lie in , so . Scaling and the dual norm formula yield . A weakly compact set is weakly bounded because each functional has compact, hence bounded, image. Consequently it is norm bounded.
For a Banach space, let be its canonical isometry. We use two explicitly stated weak-star facts: Banach-Alaoglu theorem makes a dual unit ball weak-star compact, and Goldstine theorem makes weak-star dense in . The weak topology on is carried by to on its image, since their coordinates are the same evaluations .
If is a reflexive Banach space, and Banach-Alaoglu proves weak compactness. Conversely, if is weakly compact, its image is weak-star compact and hence closed in the Hausdorff space . Goldstine density then forces , which implies . This proves the weak compactness characterization of reflexivity:
Finally let be weakly compact and let separate points. If is empty there is nothing to prove; otherwise define
The summands are bounded by and separation makes only for . The coordinate maps are weakly continuous, so the series, being uniformly convergent, makes the identity from weak to metric continuous. A continuous bijection from a compact space to a Hausdorff space is a homeomorphism. Thus induces precisely the weak topology on , the countable separating family metrizes a weakly compact set result. No norm-density of the separating family in is claimed or required.
Label the polygon vertices cyclically. Translation pairing of opposite sides identifies
with indices modulo . The vertex classes are consequently the cosets of the subgroup generated by in , and their number is
The quotient is a compact Hausdorff space. An interior point has a disk neighbourhood, a paired-side point has two half-disks joined to a disk, and each vertex class has its incident sectors cyclically joined to a cone, topologically a disk. Thus it is a connected closed surface with an orientation. Its Euler characteristic is , since there are paired edges and one face. Hence
The polygon interior and paired-side charts are translation surface charts with . Each corner angle is . For even , all corners meet, giving cone angle ; for odd , each of the two classes contains corners, giving cone angle . Both are integral multiples of . A cone of angle has the local uniformizing coordinate with ; the holomorphic one-form is . Filling the vertices therefore supplies the Riemann surface structure and the holomorphic one-form, with
An order-zero entry denotes a regular point, not an actual zero: for the surface is a torus and the form is nowhere zero. The zero orders otherwise sum to , as a check against the degree of the canonical bundle.
Figure 1.
Opposite-side pairings: one vertex class in the octagon and two in the decagon
. Details.
For , the form has one double zero and lies in the stratum of holomorphic one-forms ; for , it has two simple zeros and lies in . The SL2R action on differentials preserves zero multiplicities, as the local cone argument shows. Therefore
Their equal genus and area do not distinguish the orbits; their different strata of holomorphic one-forms do.
The relevant Penrose singularity theorem states: a connected time-oriented four-dimensional globally hyperbolic spacetime with a noncompact Cauchy hypersurface, a nonempty compact orientable boundaryless trapped surface, and the null convergence condition is future null-geodesically incomplete. Under the Einstein field equations, the null energy condition supplies the curvature hypothesis. A trapped surface here is spacelike and has both future normal null expansions strictly negative. The conclusion is an incomplete null geodesic, not necessarily a divergent curvature invariant at an identifiable point.
Suppose, for contradiction, that every future null geodesic is complete. Write for the trapped surface and
The equality follows because the causal future of a compact set is closed in a globally hyperbolic spacetime. This future horismos is a closed achronal boundary. It is nonempty: the restriction of a Cauchy time function to compact has a minimum, and a point at that minimum cannot be chronologically preceded by another point of .
Normalize the two future null normal directions along against a smooth future timelike field, fixing the affine scale continuously. Their initial null expansions are continuous and strictly negative. Compactness of the normalized normal bundle gives a uniform with everywhere on . The preceding null focusing theorem forces a conjugate point to a spacelike surface along each normal generator within affine length .
By the supplied boundary-generator result, every point of is reached by an orthogonal future null geodesic which has no earlier conjugate point. No such boundary generator can remain on the boundary beyond its first focal point. Every point of therefore lies in
The parameter set is compact. Future null completeness makes its geodesic flow defined throughout this common finite interval, and smooth dependence on initial data makes its image compact. Since is closed and contained in , it is compact. This is the compactness of the future horismos of a trapped surface step; a merely pointwise finite bound would not suffice without compactness and uniform normalization.
Choose a smooth complete timelike vector field, obtained if necessary by positive rescaling against a complete auxiliary Riemannian metric. Its inextendible integral curves of a vector field meet a chosen smooth Cauchy hypersurface exactly once. Projection along those curves defines a continuous map . The achronal set property makes this map an injective function: two boundary points on the same timelike integral curve of a vector field would be timelike related.
An achronal boundary is a topological hypersurface without boundary, even at nonsmooth generator junctions; the submanifold property allowed in the question supplies this fact. Thus domain and codomain are both three-dimensional topological manifolds without boundary. Invariance of domain makes open in . Compactness makes it closed in the Hausdorff space , and it is nonempty. Connectedness of the spacetime gives connectedness of , so this image is all of . That would make compact, contradicting the noncompact Cauchy hypersurface hypothesis. The completeness assumption is false, proving the theorem.
The noncompactness hypothesis and strict trapping are essential to this version. Global hyperbolicity cannot simply be omitted in the compactness and projection steps, and nonpositive initial expansion with zeros does not supply the uniform focusing bound used here.