Past exam of the mathematics course of the University of Cambridge 2026 iii Paper 310 1 a i Solution Created 2026-09-24 Updated 2026-09-25
In natural units, the equilibrium phase-space distribution function iswhere the minus sign gives the Bose-Einstein distribution for bosons and the plus sign gives the Fermi-Dirac distribution for fermions.
For an in-plane parabolic band , one state occupies area in two-dimensional wave-vector space. Including spin degeneracy two and the single GaAs conduction-band valley,Differentiation gives the constant two-dimensional density of statesUsing the supplied and effective mass givesThis counts available one-electron states, not the number actually occupied at arbitrary temperature. Occupation requires the Fermi-Dirac distribution; each additional subband would add another step above its own threshold.
Past exam of the physics A course of the University of Cambridge 2018 Paper 2 Section C C10 a Solution Created 2026-10-18 Updated 2026-10-20
Use the quantum free electron model: conduction electrons move as independent particles in a three-dimensional box of volume , with a uniform positive background replacing the ionic lattice potential. Neglect the detailed periodic potential and explicit electron-electron interactions; the interior one-electron dispersion relation is . The boundary confines the particles, and its detailed shape does not affect the bulk state count in a sufficiently large sample.
The electrons are spin- fermions: each spatial quantum state accommodates two opposite spin states, with occupations given by the Fermi-Dirac distribution and the Pauli exclusion principle. A fixed number of conduction electrons and thermal equilibrium are assumed. Collisions can be represented by a phenomenological momentum relaxation time for transport, but are unnecessary for the equilibrium state counting here. These assumptions distinguish the quantum model from a classical Maxwell-Boltzmann electron gas.
Impose periodic boundary conditions on a large cubic box. The allowed wavevectors occupy a lattice of cell volume in wavevector space. Including the two spin states, the number of states with magnitude at most isUsing and differentiating gives the total, spin-summed three-dimensional free-electron density of states,It counts states per unit energy; divide by for states per unit volume per unit energy. At zero temperature, the Fermi-Dirac distribution fills all states up to the Fermi energy, givingWriting givesThe energy zero is the bottom of the free-electron band. The electron Fermi temperature is .
The occupation probability of an individual one-electron state is the Fermi-Dirac distribution,At , it is a step: one below and zero above it. Heating rounds the step over an energy range of order a few , creating empty states below and occupied states above the chemical potential. At every positive temperature, .
For fixed in the three-dimensional free electron model, the chemical potential is determined by ; it is not exactly constant. In the degenerate regime , the Sommerfeld expansion givesIt is therefore reasonable in a simple low-temperature sketch to set , provided this approximation is stated. The figure includes the leading small shift. At much higher temperature the fixed- approximation fails and the distribution approaches the classical dilute limit. The plotted occupation is , rather than the energy distribution .
Thermal rounding of Fermi-Dirac occupations at fixed particle number, with the leading chemical-potential shift
. Details. Only a shell of energy width of order near the Fermi energy can change occupation: much lower states are blocked by the Pauli exclusion principle. The thermal-shell estimate of electronic heat capacity countsTo recover the rough coefficient requested in the paper, assign each of these active particles an excitation energy of order . ThenThe differentiation matters: the active shell itself widens as temperature rises. This argument explains the small linear-in- electronic heat capacity; its shell width and average excitation energy are heuristic, so it does not establish a precise numerical prefactor.
A controlled calculation from the Fermi-Dirac distribution gives a nearby but different result. At fixed particle number, the Sommerfeld expansion yieldsThus is a rough estimate of the exact free-electron coefficient , not an exact consequence of the stated density of states. Both require .
Past exam of the physics A course of the University of Cambridge 2018 Paper 2 Section D D12 Solution Created 2026-10-18 Updated 2026-10-20
Doping changes the mobile carrier population by introducing controlled impurity levels. In an intrinsic semiconductor, the filled valence band is separated from the nearly empty conduction band by a band gap . Thermal excitation produces an electron-hole pair, so the electron and hole number densities obey . A electron hole represents a missing valence-band electron and behaves as a mobile positive charge carrier. For nondegenerate bands in thermal equilibrium,Here are the effective density of states, the band edges, and denotes the chemical potential, conventionally called the Fermi level. The semiconductor mass-action law holds in this nondegenerate equilibrium regime.
In a tetrahedrally bonded elemental semiconductor such as silicon, a substitutional group-V atom has an extra outer electron relative to the host. It is a donor impurity: a shallow level just below can ionise, releasing an electron to the conduction band and leaving a fixed positively charged donor. The resulting n-type semiconductor has electrons as majority carriers and holes as minority carriers. Conversely a group-III substitution supplies one fewer bonding electron. An acceptor impurity can take an electron from the valence band, leaving a mobile electron hole and a fixed negative acceptor; the resulting p-type semiconductor has holes as majority carriers.
The impurity state is shallow because the electron or hole responds to a screened Coulomb potential and an effective mass, rather than the bare atomic potential. A simple hydrogenic donor estimate iswhere is the relative permittivity. This is a useful scaling model, with real band anisotropy and central-cell effects omitted. Dopants are fixed in the lattice; their ionisation changes mobile carrier numbers without making a uniformly doped bulk sample carry a large net electric charge.
The charge neutrality condition isWhen shallow dopants are almost fully ionised and , an n-type region has and . A p-type region similarly has and . Thus compensation by the opposite impurity type reduces the majority-carrier density; the total dopant concentration is not generally the mobile carrier density. At sufficiently high impurity density the degenerate semiconductor regime requires the full Fermi-Dirac distribution and these exponential approximations fail.
There are three useful temperature regimes. At low temperature, dopant freeze-out leaves many shallow levels un-ionised. In the extrinsic regime, the dopants are largely ionised and set the majority-carrier density. At high enough temperature, intrinsic pair creation dominates and approach . The Fermi level moves towards the conduction band with donor doping and towards the valence band with acceptor doping. The electrical conductivity isDoping therefore controls conductivity and its carrier type, but ionised impurities also scatter carriers and can reduce charge carrier mobility. Carrier density and mobility must both be considered.
A p-n junction forms when p-type and n-type regions are joined within a semiconductor. Initially the concentration gradients drive diffusion current: electrons diffuse from the n region to the p region and holes in the opposite direction. Recombination removes mobile majority carriers near the join, exposing fixed positive donors on the n side and fixed negative acceptors on the p side. This forms a depletion region and an electric field directed from n to p. Its drift current opposes diffusion. At equilibrium the net current vanishes and the Fermi level is uniform, although the band edges vary spatially through band bending.
For an abrupt nondegenerate junction with fully ionised dopants, its built-in potential isUnder the depletion approximation, the space-charge densities are on a p-side width and on an n-side width . Integrating Poisson equation and imposing zero field outside gives andMost of the depletion width therefore extends into the more lightly doped side. The schematic shows the impurity levels before contact and the resulting space charge and potential after contact; there is no externally extractable equilibrium battery voltage from the built-in field alone.
Shallow donor and acceptor levels, and charge, field and potential in an equilibrium abrupt p-n junction
. Details. A forward bias, with p positive relative to n, reduces the barrier from towards and injects minority carriers across the junction. In the ideal low-injection, diffusion-controlled regime this produces the Shockley diode equation, . Reverse bias increases the barrier and the depletion region; only a small thermally generated minority-carrier current flows before breakdown. Reverse-biased depletion regions also give a voltage-dependent junction capacitance. Real devices have recombination, leakage, series resistance and breakdown mechanisms beyond the ideal law. Controlled doping creates majority and minority carriers, and their junction produces a depletion barrier that makes rectification possible.
Past exam of the physics A course of the University of Cambridge 2022 Paper 2 Section C C8 f Solution Created 2026-10-18 Updated 2026-10-20
Keep the electron number fixed, soand . Heating smooths the Fermi-Dirac distribution across the Fermi energy, creating holes below and particles above it. The sign of the low-temperature adjustment of chemical potential follows from the local slope of the density of states.
In one dimension, decreases with energy. At fixed , smoothing removes more electrons below it than it adds above it, so initially rises. In three dimensions, increases, so falls. In two dimensions the constant density of states makes the leading changes cancel, so stays extremely close to in the degenerate regime.
For quantitative checks, a Sommerfeld expansion gives, for ,For a constant two-dimensional density of states above an unbounded parabolic band bottom, the number integral can be done exactly:soIt actually decreases, but its low-temperature correction is exponentially small rather than quadratic. “Constant in two dimensions” is therefore a low-temperature approximation, not an exact statement for every .
The one-dimensional rise is also only an initial trend. In the high-temperature Maxwell-Boltzmann distribution limit, the ideal -dimensional electron gas has , where and is the thermal de Broglie wavelength. It eventually becomes negative and decreases in every dimension. The one-dimensional chemical potential thus passes through a maximum. This high-temperature statement refers to the stipulated unbounded free-electron dispersion relation, not a claim that a real finite-width crystal band remains parabolic indefinitely.
Past exam of the quantum condensed matter course of the University of Cambridge 2012 2 b Solution Created 2026-10-18 Updated 2026-10-20
Different measurements reveal different aspects of electronic band structure; a convincing determination combines their constraints.
Angle-resolved photoemission. In angle-resolved photoemission spectroscopy, photons of known energy eject occupied electrons. Measuring their kinetic energy and emission angle reconstructs binding energy and the component of crystal momentum parallel to the surface:Here is the sample work function when kinetic energy is referenced to the nearby vacuum; an analyzer energy scale requires its own work-function calibration. Momentum is conserved modulo a surface reciprocal lattice vector, neglecting photon momentum. Tracking the peaks maps occupied dispersion relations and the Fermi surface. The measured intensity also contains the matrix element, the Fermi-Dirac distribution and the spectral function, so an absent bright feature does not establish an absent band. For a three-dimensional solid, the perpendicular momentum requires a final-state model. Inverse photoemission spectroscopy probes unoccupied states by injecting electrons and detecting emitted photons.
Optical spectroscopy. Photon absorption and ellipsometry measure interband transitions, optical selection rules and the complex dielectric response. Because optical photon momentum is small on the scale of the Brillouin zone, direct transitions approximately preserve crystal momentum. Their onset constrains a direct band gap; a threshold involving a phonon can reveal an indirect band gap. Peak positions constrain energy differences between bands, but the response also depends on the joint density of states and optical matrix elements, so it does not uniquely determine every .
Quantum oscillations and cyclotron resonance. In clean samples at low temperature, the de Haas-van Alphen effect measures oscillations in magnetization and the Shubnikov-de Haas effect measures oscillations in electrical resistivity as the inverse magnetic field is varied. Their period in inverse magnetic field is , where Onsager quantization relates to an extremal Fermi-surface area perpendicular to the field:Rotating the magnetic field maps the geometry of extremal orbits. The thermal damping determines the cyclotron effective mass,with the appropriate magnitude for a hole orbit. Cyclotron resonance supplies the corresponding dynamical mass through . These are detailed probes near the Fermi level, rather than measurements of all occupied bands. Diffraction supplies the reciprocal lattice needed to label the measured momenta, but diffraction by itself is not a measurement of electronic dispersion.
Past exam of the quantum condensed matter course of the University of Cambridge 2013 2 c Solution Created 2026-10-18 Updated 2026-10-20
A normal Fermi liquid describes an interacting fermion system whose low-energy excitations remain continuously connected to adding particles to or removing particles from a Fermi gas. The elementary long-lived excitation is a Landau quasiparticle: adding a particle also changes the surrounding many-body state. Its energy, velocity and interactions are renormalized, even though its electric charge and spin remain those appropriate to the excitation.
Near an isotropic Fermi surface,Residual interactions make the quasiparticle energy depend on the occupations of other quasiparticles, expressed by the Landau quasiparticle energy functional. Its angular components give the Landau parameters controlling density and spin responses. Thus the successful particle picture does not mean that interactions have become zero.
Pauli blocking restricts the final states available for low-energy collisions. In an ordinary three-dimensional Fermi liquid with regular interactions, a representative decay law isAt , the width vanishes faster than , so an excitation becomes increasingly sharp as it approaches the Fermi surface. Its coherent spectral weight is the quasiparticle residue , and the physical electron occupation has a discontinuity of height at zero temperature. Incoherent spectral weight accounts for the remainder. The quasiparticle occupations themselves obey a Fermi-Dirac distribution.
Several leading thermodynamic signatures retain their gas-like form but have interaction-dependent coefficients. In particular,for an isotropic spin-one-half model, with the spin-summed quasiparticle density of states per volume. effective mass changes , while the dimensionless interaction parameters separately change the spin susceptibility and compressibility. Collisionless collective density motion can propagate as zero sound, distinct from the single-particle excitations.
The quasiparticle scattering rate often underlies a low-temperature contribution to metallic electrical resistivity, but a mechanism relaxing electrical electric current is needed. In a clean Galilean-invariant continuum, electron-electron collisions conserve total momentum and do not alone give a finite dc electrical resistivity. Crystal Umklapp scattering or other current-relaxing processes change that conclusion.
Normal liquid helium-3 and many metals motivate the Fermi-liquid framework. Pairing, magnetic ordering or other transitions can reconstruct the low-energy states. Generic interacting one-dimensional fermion systems instead form a different low-energy state, so the three-dimensional quasiparticle conclusions should not simply be transferred to a chain.
Past exam of the quantum condensed matter course of the University of Cambridge 2014 4 Solution Created 2026-10-18 Updated 2026-10-20
Nondegenerate carrier product. Assume three-dimensional parabolic energy bands near their extrema, spin degeneracy two, and no additional uncounted valley multiplicity. Near the conduction edge, a Boltzmann approximation to the Fermi-Dirac distribution givesAngular integration and the Gaussian radial integral yieldFor valence electron holes, the empty-state probability is . Measuring electron hole kinetic energy downwards from similarly givesThe factors two count spin once in each band. Multiplying cancels the chemical potential and proves the semiconductor mass-action law:In an intrinsic neutral semiconductor, . In a doped equilibrium semiconductor the same product holds under the stated nondegenerate assumptions, even when . Extra valleys or several valence branches must be included in the effective density-of-states factors rather than counted inconsistently.
Equilibrium junction. Put the p region on the left and the n region on the right. Before contact their majority carriers are electron holes and electrons, respectively. Diffusion initially sends electrons from n to p and electron holes from p to n. This leaves negative ionized acceptors on the p side and positive ionized donors on the n side, creating a depletion region and an electric field directed from n to p. At equilibrium this field balances diffusion, so the net electric current vanishes.
For a homojunction the gap remains constant while the conduction band and valence band edges bend downwards from p to n by . The equilibrium chemical potential is flat. Since , the electrostatic potential rises from p to n. The carrier profiles satisfyWith fully ionized nondegenerate dopants, the neutral p side has , , while the neutral n side has , . Thus the electron concentration rises across the junction and the electron hole concentration falls, with both small relative to the far-side majority densities in much of the depleted region. The ideal depletion approximation neglects these mobile populations when calculating the fixed space electric charge, but the actual equilibrium profiles are smooth.
Equilibrium band bending, a flat chemical potential and complementary electron/hole profiles across a homojunction
. Details. The built-in potential follows from these Boltzmann factors:There is no applied terminal bias; the internal electrostatic potential variation does not contradict a constant electrochemical potential.
Opposing carrier fluxes under reverse bias. Use for the magnitude of reverse bias and for reverse electric current, as in the PDF. The junction barrier increases by . The Shockley diode equation in that orientation can be writtenThe reverse-directed contribution is supplied by minority electrons on the p side and minority electron holes on the n side. They reach the depletion edge by diffusion and are swept across by the built-in field. The opposing contribution is associated with majority carriers thermally crossing the barrier in the forward direction; reverse bias suppresses it by the Boltzmann factor. At zero bias detailed balance makes the two equal, while at large enough reverse bias the opposing flux becomes negligible.
In the ideal neutral-region diffusion model,Here are minority-carrier diffusion coefficients, their diffusion lengths, and is junction area. The two terms inside this positive prefactor are the electron and electron hole contributions; both flow in the same reverse-current direction. This separates the two carrier-species contributions from the two opposing fluxes in the Shockley diode equation. Calling the saturation term a drift current refers to its passage across the depleted region, and does not eliminate the minority-carrier diffusion needed to supply it.
Reading the measured curves. At , the ideal equation gives , initially proportional to reverse electric potential difference. At , it approaches a plateau . The thermal electric potential differences at the three temperatures are about –, consistent with a rise at small reverse biases and near saturation at larger ones. Higher temperature produces a much larger plateau because thermal electron-hole excitation raises exponentially.
The lower-temperature curve has a noticeable residual electric potential difference dependence rather than a perfectly flat plateau. Depletion-region generation, surface leakage or other departures from the ideal diffusion model can contribute. The sharp upturn at the largest reverse electric potential differences is reverse breakdown, outside the unextended Shockley diode equation; the plot alone does not identify a unique microscopic breakdown mechanism. The original horizontal axis duplicates the final decade label, so a precise breakdown electric potential difference cannot be read reliably. Neither issue prevents estimating the gap from the intermediate-bias saturation region.
Band-gap estimate. Use plateau electric currents at a common intermediate reverse bias, away from both the small-bias rise and the breakdown upturn. Approximate readings are , –, and . Kelvin temperatures are required in the activation law.
For fixed effective masses, . If the remaining transport prefactor is approximately constant, extracting a semiconductor band gap from diode saturation current therefore usesUsing the widest temperature separation and the rounded readings givesNeglecting all algebraic prefactors and fitting instead gives about . These differ by roughly , a material correction on the graph's precision scale. Thus an honest graph-based conclusion isThe nonflat low-temperature plateau, rough electric current readings, unprovided temperature dependence of , and possible gap variation prevent a more precise extraction. If depletion-region generation dominated rather than the specified mechanism, its activation slope could involve a different energy scale; the displayed estimate explicitly uses the diffusion-dominated saturation model requested here.
Past exam of the quantum condensed matter course of the University of Cambridge 2016 4 Solution Created 2026-10-18 Updated 2026-10-20
Relaxation-time model. The Drude model treats mobile charge carriers as independent particles accelerated by the Lorentz force between scattering events. Collisions randomize the drift momentum toward local equilibrium and are represented by a uniform, field-independent momentum relaxation time. For the present calculation the carrier density, isotropic mass and relaxation time are fixed, the fields are uniform and stationary, and quantum orbital quantization and intercarrier correlations are neglected. The steady drift velocity obeysHere is the number of carriers of that species per unit volume, their signed charge, their inertial or isotropic band mass, the momentum relaxation time, and their single-species electrical conductivity at zero field.
One-carrier tensor. With and , solving for the electric field givesSince and ,Thus the resistivity tensor, defined by , isIts off-diagonal signs follow from the stated axes and signed . For zero transverse electric current, is the Hall electrical resistivity; reversing charge reverses it. The single-species longitudinal electrical resistivity is independent of in this ideal isotropic model.
Adding electrons and electron holes. Let both species have density and charges , with . The stipulated equal zero-field electrical conductivity means equal positive charge carrier mobility , even if their masses and momentum relaxation times separately differ. Put and . Inverting each electrical resistivity matrix givesBoth species experience the same electric field, so their electric current densities add. Therefore it is their conductivity tensors, rather than their resistivity tensors, that must be summed. The Hall parts cancel andThis is compensated two-carrier magnetoresistance. Although the net Hall field vanishes, each carrier species is bent in its own direction; maintaining the total longitudinal electric current requires an increasing longitudinal field. Equal carrier numbers alone do not ensure zero Hall response if charge carrier mobilities differ; both equalities given here are used.
Large-field limit and quantum oscillations. Expanding the exact diagonal entry,For ,Here the last equality applies to either species with its own mass and transport time; the stipulated charge carrier mobilities give the same threshold. This is the classical strong-field condition : carriers turn substantially before their drift momentum relaxes.
Observable quantum oscillations additionally require sufficiently sharp Landau levels and a sufficiently cold Fermi-Dirac distribution, approximatelyWhen , the disorder field scale is comparable to the onset scale for large classical magnetoresistance. The thermal condition can demand a much larger field, and when even the disorder criterion is stronger. The quantitative damping factors in Q2(c) show that these are crossover scales rather than sharp visibility boundaries. A large smooth magnetoresistance therefore does not itself demonstrate Landau level; it can exist while thermal smearing suppresses oscillations. Conversely, the asymptotic condition is stronger than merely reaching unity, so there is no universal ordering of the two experimental onset fields without temperatures and lifetime information.
Scaling function. The material's actual zero-field longitudinal electrical resistivity is . Dividing the exact answer by this value givesThe assumption that stays constant is essential to eliminating further temperature-dependent parameters. is a dimensionful scaling variable; is its dimensionless version. The corresponding fractional increase is .
What the supplied data test. In the original PDF's left panel, the field dependence is strongly temperature dependent. In the right panel, plotting the fractional magnetoresistance against the squared rescaled field makes the displayed 125, 150, 175, 200 and 225 K curves collapse approximately onto one straight line, over the field intervals where they overlap. This supports the proposed one-parameter scaling and, on that range, the quadratic field law. The 100 K curve does not collapse: it bends away and has a different slope in the rescaled plot. The indicated scaling is therefore supported for the displayed 125–225 K data, not for the entire displayed temperature range. The graph alone does not locate a sharp transition between 100 and 125 K or establish behavior above 225 K.
This empirical collapse is Kohler's rule. It is consistent with a common temperature-dependent charge carrier mobility or relaxation scale and a fixed carrier population; it is not a unique proof of exact compensation or of one microscopic scattering mechanism. A change in relative scattering times, carrier population or Fermi-surface structure could spoil the collapse, and this figure alone does not select the cause of the 100 K departure.
There is a factor-of-two normalization convention in the printed text. The introduced for each species gives , whereas the final paragraph calls “.” If denotes the experimentally measured zero-field electrical resistivity, the consistent slope isIf one instead keeps the literal single-species definition , the same model has . The choice rescales and offsets the axes by temperature-independent constants, so it does not change which temperature curves collapse, but it must be resolved before inferring a carrier density from the slope.
Past exam of the quantum condensed matter course of the University of Cambridge 2017 2 c Solution Created 2026-10-18 Updated 2026-10-20
A normal Fermi liquid has interacting fermions whose low-energy excitations can be followed continuously from those of a Fermi gas, provided no phase transition destroys that correspondence. A Landau quasiparticle is a particle together with the surrounding many-body response. It has the appropriate charge and spin, a renormalized dispersion and a long lifetime close to the Fermi surface. Interactions remain in both the quasiparticle parameters and the interactions between quasiparticles; they have not been discarded.
Near an isotropic Fermi surface,The last relation defines the local isotropic Fermi-liquid effective mass. The Landau quasiparticle energy functional expresses how changing occupations shifts other quasiparticle energies:with normalization of the sum absorbed into . Its angular components give Landau parameters describing collective density and spin response.
The Pauli exclusion principle severely restricts the available final states for low-energy collisions. In an ordinary three-dimensional Fermi liquid with regular interactions,At zero temperature the decay width decreases faster than , making quasiparticles increasingly sharp near the Fermi surface. Their coherent spectral weight is the quasiparticle residue , and the true electron momentum distribution has a discontinuity of height at zero temperature. The rest of the spectral weight is incoherent. The quasiparticle occupation itself still follows a Fermi-Dirac distribution.
The low-temperature electronic heat capacity is linear, , where is the spin-summed quasiparticle density of states. In an isotropic spin-one-half model, the uniform spin susceptibility and compressibility take the formsThus enhanced effective mass and residual interactions can separately change observable responses. The familiar electrical resistivity requires a mechanism relaxing electrical current, such as allowed Umklapp processes; collisions in a perfectly clean Galilean-invariant continuum conserve total momentum and do not alone produce a finite dc resistivity.
Zero sound is a collisionless collective density oscillation sustained by the quasiparticle interaction; ordinary first sound occurs when collisions establish local equilibrium during a cycle. Metals and normal liquid helium-3 supply important examples. The description fails in phases with no sufficiently sharp low-energy quasiparticles, such as generic interacting one-dimensional systems, and must be modified after pairing or another ordering transition.
Past exam of the quantum condensed matter course of the University of Cambridge 2017 3 Solution Created 2026-10-18 Updated 2026-10-20
Band edges and optical transitions. A direct band gap has the conduction minimum and valence maximum at the same crystal momentum. A near-edge photon then connects the two almost vertically on an energy-versus-wavevector plot, because its momentum is small on the Brillouin zone scale. An indirect band gap has the extrema at different momenta, so an additional momentum transfer, commonly supplied by phonon absorption or emission, is required for a near-edge radiative transition. This reduces its probability relative to an allowed direct transition.
Near the zone centre, an isotropic direct-gap model has and downward valence dispersions . The heavy-hole and light-hole bands are the upper branches with large and small positive hole masses: the heavy branch is flatter. In common cubic semiconductors these arise from the manifold, while spin-orbit coupling places the split-off valence band lower by . Its thermally generated hole population is suppressed by approximately relative to upper-valence holes, apart from density-of-states factors. Neglect is justified when ; it is not a universal exclusion of this band at arbitrary temperature.
Original schematic direct and indirect band edges, including heavy, light and split-off hole branches
. Details. For an indirect material such as Si, the conduction minimum need not be at . In applying the carrier-density formulae, must mean the actual minimum of the included conduction valley. The supplied scalar effective masses and densities of states constitute a simplified band-edge model; they do not specify Si's full valley anisotropy or multiplicity.
Carrier populations. Let be the Fermi-Dirac distribution. In the nondegenerate conduction tail, . Set and integrate the given density of states:The integral is . Defining the effective density of states givesThe factor two is already included in the supplied density of states; it must not be added a second time.
A hole is an unoccupied valence state. For sufficiently below , . Substitution of gives in exactly the same wayTheir product eliminates the chemical potential:This is the semiconductor mass-action law at thermal equilibrium. In an intrinsic semiconductor, charge neutrality additionally givesIn a doped semiconductor the product still applies in this nondegenerate equilibrium model, but the two populations need not be equal.
Intrinsic chemical potential. Taking logarithms of yields the intrinsic-semiconductor chemical potentialFor unequal band degeneracies, use the first form with the full . For the supplied mass ratio , the shift from midgap at is approximately , toward the valence edge.
Three temperature regimes. The original plot runs from high temperature on the left to low temperature on the right. At high temperature, thermal excitation across the gap dominates and rises rapidly with temperature. In the middle, donors and acceptors are effectively ionized, the material is extrinsic, and makes the plateau. At low temperature, dopant freeze-out binds increasing numbers of electrons to donor levels, reducing the mobile-electron population as the sample cools. Its activation scale is a donor binding energy, not the full band gap. Compensation and incomplete ionization affect that regime.
Gap estimate from the original figure. On the dashed intrinsic branch, . Hence band-gap extraction from intrinsic carrier activation uses the slope of versus . With and expressed in eV/K, two points giveThe very compressed intrinsic branch is only approximately readable: near and near . These give , rather than a precision determination. Neglecting the thermal prefactor gives about from those same rough points. Thus a gap of order – is justified by this schematic plot; its resolution does not support distinguishing a few hundredths of an electronvolt. The declining freeze-out branch must not be used to infer the full gap.
Room-temperature densities. At , the supplied masses giveIn the fully ionized extrinsic plateau, put . Charge neutrality and the mass-action law implySince , is insensitive to the imprecise gap. The minority density is much more sensitive:Using gives and . Using instead gives and . These are explicitly conditional estimates within the stated mass model. The plot alone cannot fix a precise minority density because the uncertain gap occurs inside an exponential.
Energy and momentum measurement. In angle-resolved photoemission spectroscopy, monochromatic photons illuminate a clean surface in vacuum, and an electron energy analyzer measures the outgoing kinetic energies and emission directions. Measuring both gives the occupied electronic band structure, rather than only a momentum-integrated distribution of removal energies.
Choose a common energy reference for initial and final states. Let be the initial electron energy, the Fermi energy, and the vacuum level immediately outside the sample. The binding energy is . For a direct emission event without additional losses, conservation of energy givesHere the work function is the energy from the Fermi level to the local vacuum. The initial and final energies are total single-electron energies on the same scale, while is measured above vacuum. The diagram illustrates each interval independently.
Neglecting ultraviolet photon momentum, photoemission momentum conversion giveswhere is measured from the surface normal. Parallel crystal momentum is conserved modulo a surface reciprocal lattice vector; the surface breaks perpendicular translation symmetry. A three-dimensional sample therefore generally needs a final-state model to infer perpendicular momentum. The stated two-dimensional sheet avoids that ambiguity. The kinetic energy used in this formula is the sample-vacuum value; if the analyzer and sample have different work functions, their contact potential must be included when converting the analyzer's reading, as in photoelectron binding energy reference.
Spectral information. Define and the electron spectral function by . In the sudden approximation, the basic photoemission intensity and spectral function relation isbefore instrumental broadening and background are included. Here is the Fermi-Dirac distribution, and is the transition matrix element. The electron removal spectral function contains the occupied part of the spectrum. In a noninteracting band it has a delta peak at the band energy; interactions shift and broaden peaks and can add incoherent weight. Thus peak trajectories reveal dispersion, while line shapes can constrain lifetimes after resolution effects are accounted for. Dividing by known matrix and occupation factors can estimate where those factors are appreciable; intensity alone is not identical to , and a missing peak can reflect a matrix-element suppression. States well above are not accessible to ordinary low-temperature photoemission.
Photoemission energy accounting and qualitative upper valence-band dispersion
. Original schematic energy diagram and illustrative nearest-neighbour graphene pi-band curves. The left panel labels every requested energy and energy interval. The right panel shows an ideal two-dimensional pi band with hopping , not a fit or reproduction of the measured graphite spectra; other occupied orbital bands are omitted. Details.Two independent band-structure probes. First, the de Haas-van Alphen effect measures oscillatory magnetization as Landau levels cross the Fermi level when a magnetic field changes. The inverse-field frequency iswhere is an extremal Fermi surface cross-sectional area perpendicular to the field. Changing field orientation maps its shape. This reveals the momentum-space geometry of occupied bands; the related Shubnikov-de Haas effect measures oscillatory resistance.
Second, absorption or reflectance spectroscopy detects interband transitions. Photon energies at absorption edges and peaks constrain the band gap and interband energy differences. For a direct band gap, negligible photon momentum selects approximately vertical transitions in the band diagram, weighted by the joint density of states and transition matrix elements. An indirect transition needs a phonon to carry the extra crystal momentum. These measurements provide evidence beyond a free-electron parabola, although an optical spectrum alone does not reconstruct every band's dispersion.
Reading the graphite spectra. For each direction, follow a moving peak through successive angles and convert each peak's own kinetic energy to ; angle is not itself proportional to momentum over this wide range. The prominent dispersing valence feature starts at roughly – binding energy near and moves towards lower binding energy as increases. Along it approaches the Fermi level at the corner, then turns back to larger binding energy on continuing beyond the corner. Along it reaches a finite minimum binding energy of roughly – near the edge midpoint and turns back; it does not reach the Fermi level there. Additional deeper peaks describe other occupied valence branches, with visibility varying across the spectra.
A useful qualitative description is the upper occupied band of the nearest-neighbour model of graphene: . It rises from at to zero at , but only to at . The schematic curve in the figure captures those two different behaviours. It is not a full multi-orbital assignment or a quantitative fit to graphite, whose deeper valence features are also visible in the supplied spectra.
Angle needed to reach the corner. The corner's parallel wavevector isUse the near-zero binding energy of the upper valence band at that point. With the sample work function interpreted as the stated separation below vacuum,HenceThe energy and angle readings in the PDF are approximate. If a peak at the corner were instead assigned a small binding energy , the estimate becomesFor – this gives about –, consistent with the near-Fermi feature in that angular range. Substituting the full photon energy for the kinetic energy would omit the work-function cost and underestimate the required angle.
In the nondegenerate conduction band, the Fermi-Dirac distribution reduces to its Boltzmann distribution tail. ThusHere the substitution leaves . For electron holes use the empty-state probability , not the conduction-band Boltzmann factor. This givesThe chemical potential cancels in the product. With ,This semiconductor mass-action law holds in thermal equilibrium for nondegenerate carriers, including a doped semiconductor. Only in an intrinsic semiconductor must . The factors are the effective density of states; the factor in the final expression follows from the two spin factors already included in (a).
The Fermi-Dirac distribution gives the mean occupancy of a single fermion state:Its maximum occupancy of one expresses the Pauli exclusion principle. A spatial orbital with two spin states can hold two electrons because they are different single-particle states. At zero temperature, the occupation is a step at the Fermi energy ; at low nonzero temperature, occupation changes appreciably only in an energy shell of width of order about the chemical potential.
Consequently, most conduction electrons cannot absorb small thermal energies into already occupied states. Only a fraction of order participates, where . For a normal metal with a smooth density of states , including both spin states and using the total-system normalization, the Sommerfeld expansion at fixed particle number givesand thereforeFor a three-dimensional free electron gas, , so . This is much smaller than a classical equipartition estimate at . The chemical potential must adjust with temperature to maintain ; treating it as fixed while differentiating an energy integral gives the wrong fixed- calculation in general.
The lattice adds a Debye contribution at temperatures well below the Debye temperature. HenceA plot of measured against can separate the electronic intercept from the phonon slope. calorimetry must account for the heat capacity of the sample holder, heat leaks, thermal equilibration and thermometer calibration. A magnetic impurity contribution or a superconducting transition can invalidate this two-term fit; the prediction is for the normal metallic state in an appropriate low-temperature interval. Differences from a free-electron coefficient can reveal quasiparticle effective-mass enhancement or nontrivial electronic structure rather than a failure of Fermi statistics.
For a complete single-particle state, the Fermi-Dirac distribution isHere denotes the chemical potential, distinct from the magnetic-moment symbol in (b). At zero temperature it approaches the Fermi energy and the occupation has a sharp edge. At , thermal changes occur within an energy interval of order about that edge.
The Fermi-edge heat-capacity counting argument uses the fact that only order electrons can be rearranged because states well below the edge are blocked by the Pauli exclusion principle. Each active excitation carries energy of order , so and . For a smooth density of states, the Sommerfeld expansion givesHere is the total single-particle density of states, including spin. In a three-dimensional free-electron gas, , giving . This is the low-temperature normal-state electronic contribution, not the lattice heat capacity or a description across a superconducting transition.[ref]
Quantum Gases by David Tong. Sections 3.6.2–3.6.4: Fermi edge, low-temperature heat capacity and Sommerfeld expansion
Finite temperature rounds the Fermi edge over an energy scale of order kBT
. Source. Details. In the grand canonical ensemble, the system exchanges both energy and particles with a reservoir at fixed temperature and chemical potential . The probability of a particular many-body microstate , with energy and particle number , is its Boltzmann weight divided by the grand canonical partition function , where . The denominator normalizes ; a degeneracy is accounted for by counting distinct microstates, rather than changing an individual state's probability.
For noninteracting particles, specify a microstate by the occupation numbers of one-particle levels of energy . Then , so the Gibbs probability factorizes between levels. Put .
For fermions, the Pauli exclusion principle permits in each complete one-particle state, giving . Its mean occupancy isthe Fermi-Dirac distribution.
For bosons, , so the geometric sum is when . Differentiating that sum givesthe Bose-Einstein distribution. Finite-system convergence requires ; condensation is the limiting approach to the lowest energy with macroscopic ground-state occupation. Both quantum distributions reduce to when occupation is small. The quantities derived here are mean occupancies of states, rather than normalized probabilities over the set of one-particle energies.
Past exam of the thermal and statistical physics course of the University of Cambridge 2018 Section B B2 Solution Created 2026-10-18 Updated 2026-10-20
Fermion occupation and ordinary metallic heat capacity. The Fermi-Dirac distribution for a single-particle state isAt low temperature it changes appreciably only in an energy window of width of order about . If the full density of states is smooth and nonzero there, only about states change population. Each excited particle or hole carries energy of order relative to the Fermi surface, so is of order . Differentiation therefore gives .
More precisely, the fixed-number Sommerfeld expansion givesHere includes all counted internal species. This argument requires and a density of states varying slowly across the thermal window; a band edge or vanishing density of states can change the power law.
Two-dimensional linear dispersion at zero chemical potential. Let count identical positive-energy branches, keeping the state-counting convention explicit. The number of wavevector states in a ring of radius is . With , this givesAt , the thermal energy of this branch isThe dimensionless integral is . Differentiating givesThis is the heat capacity for a two-dimensional linear fermion dispersion. A physical neutral particle–hole-symmetric Dirac cone also has electron holes in its filled negative-energy band. Their excitation energy gives an equal contribution, doubling for the same cone count. The scaling is unchanged. For a positive-energy-only gas, holding allows its mean particle number to vary; a neutral two-band surface instead maintains zero net excess charge as electron–hole pairs are thermally excited. These conventions should not be conflated when specifying an exact coefficient.
Nonzero chemical potential. The ordinary metallic regime isThe thermal window then lies far from the cone tip. Since , its fractional change across that window is only of order . Treating it as locally constant restores the Sommerfeld result . When is comparable to or larger than , the window probes the vanishing density of states near the tip and crosses toward the neutral behavior, provided the linear dispersion remains valid.
Bulk phonons and the surface-to-bulk comparison. For the topological insulator model, assume bulk electronic excitations are frozen out while the conducting surface remains active. In three dimensions, acoustic phonons have a density of modes proportional to . Normalize the Debye spectrum to modes:The thermal part of the energy isAt , extending the upper integration limit to infinity introduces an exponentially small error. With and ,Temperature-independent zero-point energy makes no contribution to this heat capacity. The requested ratio consequently scales asFor a fixed shape and composition, and , so the ratio grows as . Smaller samples and lower temperatures favor the surface contribution. It dominates if the dimensionless right-hand side, including its state-counting prefactor, exceeds unity. This is the surface-electron and bulk-phonon heat-capacity crossover.
The continuum electronic law also requires a thermal energy larger than the surface finite-size level spacing, of order . The phonon continuum has its own finite-size cutoff. Therefore dominance obtained by formally taking cannot always be inferred from the two continuum power laws alone.
There is a numerical-normalization qualification in the paper. Combining the explicit one-positive-branch result above with the conventional -mode Debye normalization gives ratio prefactor ; including electron holes doubles it. For , this is approximately before that doubling, rather than the supplied . The problem specifies neither a cone/spin multiplicity that equates these nor another mode normalization. Its supplied prefactor is therefore used as the stipulated approximation for the requested numerical estimate, rather than claimed as an exact consequence of the single-branch count.
Numerical estimate. A cubic sample of volume has side . Counting the conducting surface on all six faces givesFor one atom per cubic cell of side ,Use and . Inserting the stated , and into the paper's supplied prefactor givesThus bulk phonons dominate at this temperature in this estimate. If only one face contributes, the ratio is ; if there are chemical atoms per unit cell, divide the corresponding estimate by . These geometrical and crystallographic factors are not supplied explicitly.
With the same prefactor and geometry, extrapolating would suggest equality near . However, the surface finite-size scale is already of order for this specimen. That extrapolated crossover lies outside the continuum electronic regime, so it is not a reliable prediction of the sample's ultimate lowest-temperature heat capacity.







