Solutions to all parts of the held paper, including the four inline Roman parts of 2(c). Source PDF: Oxford, A15274H1, 9 June 2025. Numbered headings retain the source numbering; question statements are omitted.
The annual, zonal-mean absorbed sunlight falls from the tropics towards the poles much more strongly than outgoing thermal radiation. Thus Earth's top-of-atmosphere radiation budget has a tropical surplus and a polar deficit, with changes of sign around latitude in a basic sketch. The curves below are illustrative, rather than measured data; their area-weighted global means agree.
In a statistically stationary climate, local conservation of energy requires the surplus to be exported. If is the net downward radiative heat flux and the northward total power carried across the latitude circle, thenHere is Earth's radius. The terrestrial atmosphere and ocean circulation carry this energy poleward by moving warm and cold fluid, including atmospheric transport of latent heat. Without this transport the assumed steady radiation budget could not persist: the tropics would warm and polar regions cool until the budget changed. The tropical atmospheric contribution includes the Hadley cell: rising warm air near the equator, poleward flow aloft, subtropical descent, and an equatorward lower return.
For a parcel moving without an axial torque, conservation of angular momentum applies in an inertial frame. The specific axial angular momentum at latitude is“Initially at rest” means relative to the rotating surface at the equator, so . Neglecting atmospheric height compared with givesWith and , the eastward velocity at isThis is the ideal angular-momentum-conserving upper branch of the Hadley cell. Real jet streams exchange angular momentum through eddies and friction, so this estimate is not an observational claim about the actual wind speed.
Take eastward, northward and upward, and let be the eastward geostrophic wind. With Coriolis parameter independent of , geostrophic balance, hydrostatic balance, and the ideal gas law giveHere is the specific gas constant for dry air. Taking a vertical derivative of the first equation and interchanging mixed partial derivatives givesIt matters that is not constant in the pressure gradient force. Substitutingcancels the two terms proportional to and yields the height-coordinate thermal wind relationIf , this reduces toThe discarded term has relative scale when . Taking , and a atmospheric lapse rate of gives about . Thus this height-coordinate formula is a useful estimate, with potentially tens-of-percent compressibility-related correction through the vertical temperature gradient; it is not an exact consequence of the two balances. If the temperature gradient vanishes vertically, the displayed approximation is exact within those balances.
The hydrostatic approximation is very good on the broad, shallow atmospheric scales considered. The geostrophic balance is normally justified by a small Rossby number and fails as a general approximation near the equator. At , . With the ideal wind and a -- horizontal scale, --: quantitative accuracy is limited for this especially strong ideal jet. Small vertical aspect ratio alone does not ensure geostrophic balance, although a straight, steady zonal flow can satisfy it even when this scale estimate of the Rossby number is not small.
For the requested estimate, suppose the upper jet stream is above a weak surface wind, has temperature , and spans a meridional width . Integrating the approximate thermal wind relation in scale form givesThe northward temperature gradient is negative because the eastward wind strengthens upward. A -- jet width gives roughly --. No unique numerical difference follows without specifying the jet width, height and representative temperature; these are explicitly estimated quantities.
Write the velocity field as , . The uniform background has zero relative vorticity, and the perturbation has . Keeping only terms linear in the perturbations givesThe incompressibility condition permits a streamfunction with , , hence . Thus the Linear Rossby-wave equation here isChoose a plane wave , with . Substitution givesand therefore the local Rossby-wave dispersion relation in a zonal jetThe term is the background Doppler shift; the intrinsic phase velocity is westward. A real physical wave can always be represented using the conjugate wavevector if necessary to choose .
The relevant ground-frame zonal phase velocity and group velocity areTime increases downward in the source diagram. The individual phase contours lean towards increasing longitude as time increases, so their phase velocity is eastward. The envelope moves eastward faster: successive crests grow at the downstream edge and decay upstream. This illustrates Rossby-wave downstream development.
For the intended purely zonal wave packet, , andConsequently, with and the positive-frequency choice ,There is a small interpretation qualification: if “zonally propagating” specified only the plotted direction while allowing an unknown nonzero meridional wavenumber, eastward phase velocity alone would imply , not the stronger bound on alone. In this uniform model a strictly zonal group velocity with does imply , which supplies the intended interpretation.
For a zonal background , its relative vorticity is . The meridional absolute vorticity gradient is thereforeAt ,A localized jet stream of velocity scale and width hasFor -- this is about -- times the planetary contribution, so wind curvature cannot generally be neglected. The coefficient in this scaling depends on the chosen jet profile and width convention.
Linearizing the vorticity equation now gives the Rossby-wave equation for a sheared zonal currentFor a qualitative estimate at the jet core, freeze the local coefficients. At a smooth maximum , so : the restoring absolute vorticity gradient is stronger. The local Rossby-wave dispersion relation in a zonal jet gives, for the same local and zonal wavenumber with ,soThe envelope in the diagram would advance eastward faster, while individual phase contours would advance more slowly eastward, become stationary if , or move westward if . The separation between envelope and phase speeds increases. On a plot with time downward, compare horizontal displacement at fixed time: the envelope moves farther right, while a given phase moves less far right, or left after reversal. If the frequency changes sign for a fixed signed , conjugate the mode to restore the convention ; the physical propagation is unchanged.
This conclusion concerns the concave-down jet core. On a flank with the correction has the opposite sign; the value at the edge of the Hadley cell alone does not specify the curvature everywhere. Indeed the angular-momentum-conserving profile in 1(a) is a rising inner branch, not a complete smooth jet maximum. A global sheared-current normal mode requires its meridional structure and boundary conditions; the local calculation is the qualitative estimate requested.
Define the salinity contrast , positive when the warm box is saltier. The linear equation of state gives the cold-minus-warm density contrast and signed volume fluxHere represents warm upper water travelling poleward and cold deep water returning equatorward. The in this question is the haline density coefficient, unrelated to the planetary vorticity gradient in Question 1. The imposed heating and cooling are taken to maintain .
For the positive circulation shown in the source diagram, the exact stationary salt budget of the cold box isThe precipitation adds no salt. Replacing the salinity multiplying the small compensating volume flux by a reference gives . When circulation reverses, the upstream box for the exchange reverses too: the homogenizing exchange is , not . In the same reference-salinity approximation the two stationary salt budgets reduce toFor example, when and , the exact cold-box balance is , giving and the same leading approximation.
Substitute into the density-driven volume flux and multiply by :Both and have the units of volume flux, so every term has units of squared volume flux. The absolute value expresses the fact that transport in either direction reduces the salinity contrast, while the density contrast sets its direction.
The requested equation is thus the reference-salinity, or virtual salt flux, version of the two-box overturning model. If the finite compensating flow is retained exactly with unequal , one has the appropriate upstream salinity on the right-hand side instead of exactly . The approximation assumes and . Also, for , cannot be a steady solution: the imposed freshwater transport would build an uncompensated salinity contrast.
Using the constants as printed, with volume flux measured in Sverdrups, givesIn particular the two small expansion coefficients should not be silently replaced by different oceanographic values.
For a positive steady volume flux, the equation in 2(a) is . For a negative steady volume flux, it is , with only its negative root admissible. Therefore for the branches areThe upper positive branch is stable, the lower positive branch is unstable, and the reversed branch is stable under the usual salt budget dynamics with fixed . Thus there is bistability below the positive-branch fold. At the fold the two positive equilibria merge with a zero restoring rate; the point is not an ordinary asymptotically stable interior point of either branch. The negative algebraic root of the positive- quadratic, or positive root of the negative- quadratic, must never be added as extra solutions.
Steady overturning branches, their stability, and the effect of reducing the density-to-transport coefficient
. Details. At , the three steady volume fluxes areThe present thermally dominated, northward-upper-flow Atlantic meridional overturning circulation corresponds to . These algebraic data alone also allow a stable reversed state, so selecting the present branch uses the stated circulation direction. On the large positive branch, the predicted salinity contrast is , consistent with the reference-salinity approximation. The weaker branches give larger contrasts, approximately and , so the approximation is less accurate there.
The saddle-node bifurcation occurs atFor , only the reversed steady volume flux remains. At there are still two distinct values, the double positive root and the negative root; “single-valued” holds strictly above this threshold.
Slowly increasing from the present value causes the stable positive volume flux to weaken. Its salinity contrast then increases because salt exchange is weaker, reducing the cold-box density advantage further: this is the salt-advection feedback. At the fold the positive steady state disappears, producing an abrupt transition to the reversed branch in the quasistatic limit. At the same that branch hasFor a finite slow ramp there can be a small dynamical delay near the fold. In this model subsequently reducing while keeping it positive follows the stable reversed branch instead of automatically restoring the positive branch, an example of hysteresis. The two small branches approach as . At this is an equal-density, no-exchange equilibrium with , whereas the positive branch tends to with . One must use the original density relation at this endpoint, rather than divide by .
The reversal is thermally opposed but salinity driven: freshwater makes the cold box sufficiently fresh that the warm, salty box becomes denser. A real weakening would reduce the northward ocean heat flux and alter regional climate and ocean ventilation. The fold and full reversal here describe the ideal two-box overturning model; its numerical threshold is not a forecast for the real ocean, whose other controls appear in 2(c).
Northern high-latitude cooling removes heat from surface water and raises its density. If the surface water becomes denser than the water below, convection mixes it downward and forms dense water that can be exported in the deep southward branch of the Atlantic meridional overturning circulation. This water-mass transformation helps maintain the contrast represented by in 2(a). Freshening can oppose it by reducing density and increasing stable stratification. Local convection and the basin-integrated sinking volume flux are related but are not the same process: export and the return path also depend on the large-scale dynamics.
Dense water formed in marginal seas spills over sills and descends the continental slope as a marginal-sea overflow. Strong shear flow generates turbulent mixing and entrainment of surrounding, lighter water. The descending current's volume flux grows while its density anomaly is diluted, modifying the depth at which it joins the deep circulation and the temperature and salinity of the exported water. Thus the deep volume flux can substantially exceed the source overflow volume flux; it cannot be inferred from northern surface cooling alone.[ref]
https://www2.whoi.edu/staff/lpratt/wp-content/uploads/sites/120/2019/07/PrattSec2.11_11823.pdf. Anatomy of an overflow, section 2.11: observed downstream entrainment and dilution of the Faroe Bank Channel overflow
Southern Ocean westerly wind stress drives northward surface Ekman transport in the Southern Hemisphere. Its divergence and the circumpolar geometry allow deep water to rise towards the surface along tilted isopycnals, providing an important return route for the deep branch of the Atlantic meridional overturning circulation. Surface heat fluxes and freshwater fluxes then transform the upwelled water before it enters shallower return pathways. The winds supply mechanical energy; the overturning cannot be represented entirely by a local northern density difference. Eddy-induced overturning opposes part of the wind-driven contribution, so the net water-mass transformation and transport need not increase in direct proportion to the wind stress.[ref]
https://www.awi.de/en/science/climate-sciences/physical-oceanography/main-research-focus/southern-ocean-overturning-circulation.html. Alfred Wegener Institute, Southern Ocean overturning circulation: wind-driven upwelling and its opposition by mesoscale eddies
Deep currents and tides moving across rough topography, including the Mid-Atlantic Ridge, generate internal waves. Their breaking produces turbulent mixing across isopycnals, called diapycnal mixing. This transfers buoyancy between deep and overlying waters, transforms dense water into lighter water, and contributes to the upward return needed to close the overturning. The required mechanical energy ultimately comes from winds and tides; roughness is a mechanism for converting this input into mixing, rather than an independent source of energy. Mixing is spatially concentrated, and local vertical motion depends on the divergence of the turbulent buoyancy flux, so enhanced mixing does not imply uniform local upwelling everywhere over a ridge.[ref]
https://www.whoi.edu/cms/files/vmix_38943.pdf. The Impact of Abyssal Mixing Parameterizations in an Ocean General Circulation Model, abstract and introduction: tidal internal-wave generation over rough topography and its role in overturning
With the same prescribed , , and , replacing by changes both transport coefficients:Hence the positive steady volume fluxes becomeand the negative steady volume flux isThe bifurcation diagram undergoes a particularly simple rescaling:Thus it contracts horizontally and vertically by the same factor. Its branch stability and saddle-node bifurcation structure persist, but the range of freshwater forcing that admits the stable positive circulation shrinks. At a fixed subcritical , the upper stable positive branch weakens, the lower unstable positive branch moves upward, and the reversed branch decreases in magnitude. These changes reduce the separation of the positive equilibria and the margin against an overturning transition. The right panel of the figure in 2(b) shows this for and .
For the present , a positive steady state exists only ifAt equality the positive branches merge at ; below it only the reversed steady state remains. If a discovery merely revises our estimate of , it revises the inferred branch strengths and threshold, rather than itself causing an instantaneous physical transition. If the real effective were to decrease slowly through the critical value while stayed fixed, this model predicts loss of the positive steady circulation and transition to the reversed branch. Uncertainty in therefore translates directly into uncertainty in the model's freshwater threshold and its inferred proximity to a transition.
Solutions to all eight labelled parts. Source PDF: Oxford, A15274W1, 5 June 2024. The numbered headings preserve the source numbering; question statements are omitted.
Take eastward, northward and upward. In a rotating reference frame, the horizontal Cauchy momentum equation isHere represents other accelerations, such as friction, and is the Coriolis parameter. When the Rossby number and the ratio are small, and friction is weak, both advective and local acceleration can be neglected. The Coriolis force then balances the pressure gradient force: this is geostrophic balance, with and . The geostrophic wind runs along atmospheric isobars, with low pressure on its left in the northern hemisphere.
A rapid change of pressure need not bring the corresponding geostrophic wind into existence at once. An initially weak wind therefore leaves an inward pressure gradient force around the new low. For a smoothed anomaly of horizontal scale , geostrophic balance would requireFor the illustrative midlatitude value , the implied Rossby number is already about , so curved-flow acceleration matters. With a small tropical value , the inferred speed is and the Rossby number about : the assumed geostrophic balance is untenable. Geostrophic adjustment redistributes the anomaly and emits internal gravity waves, leaving a weaker balanced component.
For a target speed on the same scale, the required scale estimate isThus , or of the initial magnitude, is the midlatitude estimate; at the illustrative tropical it is , or of the initial magnitude. The paper gives no latitude, so there is no unique numerical reduction. At the equator itself one must use equatorial dynamics rather than divide by . Even the tropical estimate has Rossby number , so it describes the scale permitted by the stated balance, rather than a controlled tropical geostrophic balance.
There are two qualifications to “unstable”. A literal top-hat pressure anomaly has a discontinuous edge, where no finite classical geostrophic wind can balance its distributional pressure gradient. The estimate assumes a smoothed edge; a thinner edge requires stronger winds. More generally a large low is not, by its amplitude alone, proved to have an exponentially growing instability. For a concrete counterexample to the claim that such an amplitude cannot be stationary, set , with cylindrical radius , constant and . The cyclonic gradient windis real and satisfies for every , with a regular limit at the centre. This is a stationary axisymmetric flow; no claim about its perturbation stability is needed. Here the physically justified conclusion is that a rapidly imposed anomaly without its balancing wind is unbalanced.
Small tropical Coriolis parameter allows only weak horizontal pressure gradients to coexist with ordinary large-scale winds. Hydrostatic balance connects the vertical variation of these pressure gradients to horizontal temperature gradients; equivalently the approximate thermal wind relation gives . For comparable vertical wind shear, small means smaller . Internal gravity waves can spread heating-induced buoyancy anomalies efficiently before rotation arrests the adjustment. This motivates the weak temperature gradient approximation for the tropical free troposphere; it does not require the land surface or atmospheric boundary layer to have uniform temperature.
Use a plane wave with phase , and take , . The positive-frequency branch of the given hydrostatic dispersion relation is . The wavevector is . Differentiating with respect to its components gives the group velocity, which carries the wave packet and its energy:The normal phase velocity, which follows a crest in its normal direction, isConsequently,Thus the group velocity lies along the constant-phase lines , perpendicular to the phase velocity. For , crests move upward and rightward, whereas energy moves downward and rightward. Choosing gives upward and rightward energy propagation and downward and rightward normal phase propagation. Conjugate or oppositely directed components supply the other outgoing directions from a localized source.
Internal-wave crests, normal phase propagation, and perpendicular energy propagation for positive horizontal and vertical wavenumbers
. Details. The speeds areThe hydrostatic limit is . In that limit energy propagates almost horizontally, with and , while normal phase propagation is almost vertical and has speed approximately . The horizontal speed at which a crest intersects a fixed height is ; this is not the horizontal component of the normal phase velocity vector. For example, , vertical wavelength and horizontal wavelength give and .
These are local speeds in a uniform medium, without a background current. The non-rotating approximation requires , while the hydrostatic approximation requires . At lower frequencies, rotation changes the dispersion relation to that of inertia-gravity waves.
The equations describe the linear reduced gravity shallow water equations for a uniform upper layer over a deep, resting lower layer, or equivalently one separated internal vertical mode. The layer is shallow compared with its horizontal scales, permitting hydrostatic balance, and its horizontal velocity is independent of depth. The Boussinesq approximation retains the small density contrast through . We neglect friction, external forcing, background currents, and quadratic perturbation terms. On an equatorial beta plane, with , and the equatorial Kelvin wave branch imposes . The meridional Cauchy momentum equation then reduces exactly within this linear model to a balance between the Coriolis force and pressure gradient force.
Strictly, the printed must denote the thickness perturbation , with total thickness and . A signed oscillation around zero cannot represent the total positive layer thickness. Define . For a nonzero zonal wavenumber , the zonal Cauchy momentum equation and conservation of mass giveOn the eastward branch , the wave polarization is . Meridional geostrophic balance givesThe branch instead grows as and is excluded by decay away from the equator. Matching the paper's Gaussian function therefore givesThe usual equatorial deformation radius is , with the envelope written . Thus the printed exponent uses . Calling that width a deformation radius is a convention; using the standard radius without the factor would fail the printed meridional equation.
Equatorial Kelvin-wave thickness anomaly and zonal velocity at one instant, using the paper's Gaussian-width convention
. Details. At an instant, alternating positive and negative thickness anomalies have their largest magnitudes on the equator and decay symmetrically away from it. Eastward arrows occupy the positive anomalies, westward arrows the negative anomalies; the velocity vanishes at the nodes and weakens away from the equator. The whole pattern travels eastward at speed . Meridionally, is geostrophic balance. For a positive anomaly north of the equator, the northward pressure gradient force balances the southward Coriolis force; both directions reverse south of the equator. Zonally, and : the zonal pressure gradient force accelerates the flow, so it is not in zonal geostrophic balance. On the equator the meridional terms both vanish smoothly.
Hold fixed when differentiating the dispersion relation of Rossby waves, so that is independent of . For , stationary zonal phase requiresThe zonal group velocity measured relative to the ground isUsing the stationarity condition,Here on the ordinary midlatitude beta plane, so the stationary Rossby wave requires an eastward background current and carries its wave packet eastward. If , a real nonzero stationary exists only for . The restriction matters: a zonally uniform disturbance with has identically, but its zonal phase velocity is undefined, so it is not a counterexample within the stated meaning of stationary waves.
Kelvin waves: weakened trade winds, or a westerly wind burst, excite a downwelling equatorial Kelvin wave. Its positive upper-layer thickness anomaly travels eastward and deepens the eastern Pacific thermocline. Upwelling then entrains warmer water, favouring eastern Pacific surface warming and the development of El Niño. This is a propagating adjustment of the thermocline, rather than transport of an unchanged parcel of warm water across the entire basin.[ref]
El Niño and La Niña: Causes and Global Consequences by Michael J. McPhaden. Box 2, “Equatorial Waves”, and the adjoining discussion of eastern thermocline depression, printed page 358
Gravity waves: changed tropical convection and its latent heat release force atmospheric internal gravity waves. Their rapid propagation spreads the associated pressure and buoyancy disturbances, allowing the tropical terrestrial atmosphere to adjust to the shifted heating and contributing to the divergent circulation and surface wind response coupled to the ocean. This is one atmospheric adjustment mechanism; it does not assert that all wind variability during a particular El Niño is caused by this wave family.
Rossby waves: wind forcing during El Niño also launches westward equatorial Rossby waves with a shoaling thermocline signal. Reflection at the western Pacific boundary can produce an eastward upwelling equatorial Kelvin wave, which shoals the eastern thermocline and promotes cooling. This supplies a delayed negative feedback that can help terminate the event.[ref]
El Niño and La Niña: Causes and Global Consequences by Michael J. McPhaden. Printed pages 358–359, reflection of the western thermocline-elevation signal and the return of surface cooling
These examples describe mechanisms relevant to events such as 2023/24, rather than claiming an event-specific attribution from the exam data.Use eastward , northward , constant layer depth , constant reference density , and a depth-independent horizontal velocity field . Assume a flat bottom and a rigid upper boundary, giving the two-dimensional incompressibility condition . The traditional approximation retains only the vertical component of planetary rotation in the horizontal equations. Take the Coriolis parameter , a constant linear drag rate , and no other torques. The component Cauchy momentum equations areDefine relative vorticity . Apply to the second equation and subtract of the first. The pressure gradient force has zero curl because is constant and mixed partial derivatives commute. Direct expansion of the material-acceleration terms givesThe curl of the rotation terms isThe imposed zonal wind stress contributes , and constant linear drag contributes . HenceSince , defining absolute vorticity givesWithout the incompressibility condition, the left-hand side would contain the stretching term . Variable layer depth, variable density or spatially varying linear drag would introduce further terms. No small-Rossby number assumption was needed to obtain this constant-depth vorticity equation.
On a beta plane, , the preceding vorticity equation isIn the broad ocean interior, assume a statistically steady flow, weak advection of relative vorticity, and negligible friction compared with planetary-vorticity advection. The constant-depth, constant-density assumptions of 2(a) exclude topographic and baroclinic vorticity generation contributions. More precisely, require . Then Sverdrup balance isSmall Rossby number and slow forcing help justify these conditions in the interior; they do not justify them inside an intense western boundary current. For fluctuations, the mean eddy contribution to relative-vorticity advection must also be negligible.
The depth-integrated northward volume flux per unit zonal distance is . For a basin and wind stress independent of , the northward interior volume flux isA negative value denotes southward transport. The cancellation of is why this interior volume flux is insensitive to the chosen constant depth. In a closed, steady basin the net volume flux across a full latitude section is zero: a boundary return must compensate . Thus the displayed formula cannot represent the total closed-basin transport including that return.
For a concrete circulation sketch, use a northern-hemisphere subtropical basin andThis represents westward trade winds at the southern edge and eastward westerlies at the northern edge. The negative wind stress curl drives southward interior flow. Define an ocean transport streamfunction by , and impose no normal flow at the eastern wall through . Integrating Sverdrup balance westward givesSince at , this also gives no normal flow at the north and south walls. Interior water moves westward in the southern part, southward across the basin, and eastward in the northern part. A northward western boundary current completes the clockwise ocean gyre.
Northern-hemisphere subtropical Sverdrup interior and a schematic western return, with arrows indicating volume transport
. Details. Pure Sverdrup balance cannot satisfy the western impermeability condition as well: varies along that wall. Indeed imposing no normal flow on both east and west walls would require their constant streamfunction values to agree in this simply connected closed basin, whereas their difference here is the nonzero . The shaded return in the sketch represents a boundary region where the interior approximation breaks down. It is supplied by friction in 2(c), rather than inferred from Sverdrup balance alone. A southern-hemisphere subtropical ocean gyre has the reflected, anticlockwise circulation.
For an order-of-magnitude estimate, use , , , and a wind stress variation scale . ThenHere is a Sverdrup. The sinusoidal example has maximum ; taking makes it agree with the chosen variation scale. Other reasonable basin widths and wind profiles change the coefficient, but retain a transport of order tens of Sverdrups.
Let be the northward speed in the western boundary current, whose zonal width is much less than its meridional scale. Its dominant relative vorticity is . Neglecting local wind stress curl and relative-vorticity advection in the narrow return region, the linear stationary vorticity equation becomesConsequentlyThis decay into the interior from the western wall explains why the Stommel boundary layer lies on the west. The sign also matters: a northward return has , so its negative relative vorticity supplies a positive drag contribution to balance . Here has units ; no extra factor of belongs in with the paper's definition of linear drag.
For example, at fixed the leading correction to the interior ocean transport streamfunction isIt cancels the western value of and carries . Exponentially small eastern-wall corrections and the turning regions near the northern and southern walls do not affect the leading width estimate.
Using one year , the representative of 2(b), and givesTo return the interior volume flux, conservation of mass requiresFor the exponential profile this is the boundary speed associated with its effective transport width . It is much narrower and faster than the familiar large-scale western boundary currents, whose energetic cores span tens of kilometres and have speeds of order . The simplified constant-depth linear drag model with a one-year decay time therefore does not give a realistic quantitative boundary structure. Lateral viscosity, eddies, stratification and inertia can all affect a real current.
The corresponding relative vorticity scale isThus relative vorticity cannot be discarded relative to planetary vorticity in this predicted return. Even a more realistic across gives , an appreciable fraction of .
Magnitude alone does not prove that its material advection is large: a perfectly parallel current , has exactly. For a gyre return varying over meridional scale , however, incompressibility gives , and both generic contributions to scale as . Relative to , this isAbsent special cancellations, the assumed neglect of relative-vorticity advection is therefore not self-consistent for these parameters. Its natural inertial width is instead , where ; this gives about . That comparison diagnoses the missing inertia rather than supplying a complete nonlinear boundary-current solution.
Choose northward and upward in the Northern Hemisphere. In a locally linear Boussinesq approximation, write the background buoyancy as , with horizontal buoyancy gradient and positive squared buoyancy frequency . The stable density stratification resists a purely vertical displacement, but the isopycnals slope upward poleward:The geopotential surfaces are horizontal in this local approximation. Their inclination differs from that of the isopycnals, which is the relevant baroclinicity.
Exchange two equal small fluid elements, each of volume , between positions separated by . The adiabatic parcel exchange has no thermal diffusion, so each parcel retains its buoyancy. The background buoyancy difference is . Because the variable-density contribution to gravitational potential energy is , the change in the pair's gravitational potential energy isFor a poleward-rising exchange, set with . ThenThe trajectory lies between a geopotential surface and an isopycnal. The poleward-rising parcel starts more buoyant than the parcel it replaces, and the equatorward-sinking parcel starts less buoyant: the buoyancy does positive work on both. This releases available potential energy into kinetic energy, allowing eddies to amplify if the full rotating dynamics supports the displacement and dissipation does not remove the gain.
A trajectory steeper than the isopycnals, , instead costs gravitational potential energy; an equatorward-rising trajectory also costs it. Motion exactly along a geopotential surface or an isopycnal gives zero change in this ideal exchange. At fixed , the largest release occurs at , since is minimized there.
Two adiabatic parcel exchanges: a shallow poleward rise releases potential energy, whereas a rise steeper than the isopycnals costs it. Slopes are exaggerated.
Details. This is an energetic possibility argument for baroclinic instability, not a sufficient normal mode instability criterion. In particular, unrestricted parcel motion must not be assumed in a rotating fluid: conservation of angular momentum can impose an additional restoring effect. Symmetric instability has a separate Ertel potential vorticity criterion; ordinary Eady instability can occur without violating that criterion.
Let denote the actual horizontal velocity field. With constant nonzero Coriolis parameter , geostrophic balance and hydrostatic balance, using pressure per reference density , giveDifferentiate the first equation in to obtain thermal-wind balance:Taking the dot product with provesThus the horizontal velocity is tangent to the horizontal buoyancy contours at every height. For a fluid whose thermal equation of state makes horizontal buoyancy contours coincide with horizontal temperature contours, there is no horizontal advection across those contours. In a dry terrestrial atmosphere, use potential temperature as the materially conserved thermal variable. A salinity contribution to buoyancy would require separate treatment before interpreting the result as a statement about temperature.
The usual statement about net meridional heat transport also follows explicitly. Introduce a horizontal streamfunction such that . Integration of thermal-wind balance givesand henceFor a zonally periodic function , or vanishing endpoint contributions, the zonal integral is zero. Likewise, the anomalous eddy buoyancy flux isThe required correlation between meridional velocity and thermal anomaly is absent. A nonzero vertical phase tilt, as in the next part, permits that correlation.
Qualification of the wording. The result does not say that the local heat flux vector vanishes, or that an arbitrary open-domain integral vanishes without boundary conditions. For a concrete counterexample to that literal reading, take and . These satisfy the displayed thermal-wind balance, but is generally nonzero. What the hypotheses alone guarantee is zero transport across horizontal buoyancy contours; the vanishing zonally integrated heat transport uses the stated endpoint condition.
Take eastward , upward , positive wavenumbers , and a real instantaneous amplitude . A common growing factor does not affect the phase geometry. Put and , using the hyperbolic cosine and hyperbolic sine. The prescribed streamfunction iswhereFollowing a fixed phase givesTherefore the streamfunction pattern tilts westward with height. The lower boundary leads the upper boundary eastward.
In the conventional quasi-geostrophic streamfunction normalization, hydrostatic balance gives . ThereforeFor the phase calculation, multiplication by the constant is immaterial. Define a continuous phase ; this avoids a spurious discontinuity at . ThenThe buoyancy perturbation pattern tilts eastward with height, opposite to the streamfunction pattern. At , while , so the two fields are a quarter wavelength apart there.
Both perturbation amplitudes are largest at the boundaries. Indeed,which increase with . The physical reason is particularly clear through stratified quasi-geostrophic inversion: the Eady model has no interior background potential-vorticity gradient, and a growing normal mode has zero interior potential vorticity anomaly. The independent thermal anomalies reside at the rigid upper and lower boundaries, where meridional motion advects the basic horizontal buoyancy gradient. Each Eady edge wave induces an interior balanced flow that decays away from its boundary on scale . Their interacting, phase-locked combination produces the growing baroclinic instability. Boundary confinement of the thermal sources, rather than a rigid-wall requirement , explains the amplitude pattern.
For a sketch with a quarter-wavelength difference between the boundary streamfunction patterns, chooseAn upper positive streamfunction crest is then west of its lower counterpart, where . The buoyancy perturbation crests slope the other way. The quarter-wavelength boundary assumption is used for the streamfunction; differentiating in fixes the buoyancy perturbation and does not generally give it the same boundary phase separation.
Original Eady model sketch: streamfunction crests tilt westward and buoyancy perturbation crests eastward. Dashed curves follow positive maxima; the streamfunction boundary phase difference is a quarter wavelength.
Details. The connection to poleward heat transport can be checked without relying on the sketch. The meridional geostrophic flow and buoyancy perturbation areAverage over one zonal wavelength, using equal averages for squared sine and cosine and zero for their product:In the Northern Hemisphere this is positive: warm anomalies preferentially move northward and cold anomalies southward. For the same eastward-increasing basic thermal wind in the Southern Hemisphere, and the basic buoyancy gradient reverses; the negative northward eddy buoyancy flux is again poleward. For thermal expansion coefficient and specific heat capacity at constant pressure , the corresponding sensible heat flux in a thermal Boussinesq approximation is . The growing amplitude makes this flux grow as . The tilt supplies the correlation absent in an untilted disturbance and reduces the background available potential energy.
The low-latitude regions of Earth absorb more incoming solar radiation than they emit as outgoing thermal radiation, whereas high latitudes have a net annual radiation deficit. The obliquity of solar incidence and the distribution of daylight create a strong latitude dependence of absorbed solar energy; emitted thermal radiation varies less strongly because terrestrial temperature contrasts are smaller. The terrestrial atmosphere and ocean therefore carry energy from the tropical surplus toward the polar deficits. Otherwise the low latitudes would keep warming and the high latitudes cooling until a different local radiative equilibrium was reached.
For a steady, zonally averaged energy balance, let be net downward radiation at the top of the terrestrial atmosphere and the total northward energy transport across latitude . A narrow spherical band and conservation of energy giveThe poleward direction is northward in the Northern Hemisphere and southward in the Southern Hemisphere. Seasonal internal energy storage modifies the instantaneous balance, but not the annual need for poleward redistribution.
Several circulation structures contribute in addition to the transient eddies produced by baroclinic instability of the middle latitudes:
- The Hadley cells, mainly between the equator and about latitude, export energy in their upper poleward branches and return air equatorward near the surface. The transported quantity includes enthalpy, gravitational potential energy and latent heat; the upper and lower branches have different thermal properties. The cross-equatorial Hadley cell is especially important in the seasonal cycle.
- Quasi-stationary Rossby waves, associated with mountains and continental heating contrasts, carry heat in the extratropical terrestrial atmosphere. Their meridional velocity and temperature anomalies can have a poleward correlation. These are an additional time-mean contribution alongside travelling weather disturbances.
- The ocean gyres in tropical and subtropical basins redistribute warm water poleward in strong western boundary currents and return cooler water equatorward over broader regions. The thermal difference between the branches produces net heat transport despite little net meridional volume transport.
- The oceanic overturning circulation, including the Atlantic meridional overturning circulation, combines warm upper water moving poleward with colder deep return water. It transports substantial heat through the tropical and subtropical Atlantic toward the northern high latitudes. Wind forcing, buoyancy exchange and mixing all help maintain this global circulation.
The Brewer-Dobson circulation additionally redistributes energy in the stratosphere, with tropical ascent and extratropical descent, although most total atmospheric heat transport occurs lower down. An Eulerian mean middle-latitude Ferrel cell is thermally indirect and can oppose the poleward transport by eddies; listing every meridional circulation as a direct poleward heat carrier would be incorrect.
Use eastward , northward , pressure coordinate increasing downward, and geopotential . Horizontal derivatives are taken on an isobaric surface. The horizontal geostrophic balance and vertical hydrostatic balance arewhere is the specific gas constant of dry air and the final equality uses the ideal gas law. At fixed latitude is independent of . Cross-differentiating givesConsequently the pressure-coordinate thermal wind equations areEquivalently, . Notice the sign: increasing eastward velocity upward means decreasing eastward velocity with , and hence poleward-decreasing temperature in the Northern Hemisphere.
For the stratospheric polar vortex estimate, the original diagram must be read on its logarithmic pressure axis. Near in the winter hemisphere, adjacent wind contours suggest an increase of roughly through a pressure decade surrounding : for example, about near and near . These are coarse graphical readings, not a sounding. ThusWith and , the poleward temperature gradient is approximatelyIf the vortex edge is taken to span roughly to , its width is , givingThe estimate depends on the width assigned to the edge and the graphical vertical shear; a range of several to roughly fifteen kelvin is more justified than a precise value. The sign remains a cold winter pole in either hemisphere. The diagram does not by itself prescribe a unique pair of edge latitudes.
At low latitudes, horizontal free-atmospheric temperature gradients are usually much smaller than at the winter vortex edge. For a comparable finite wind vertical shear, the rearranged thermal-wind balance, , is consistent with weaker temperature gradients as decreases. However, geostrophic balance loses validity near the equator because the Coriolis parameter vanishes; division by cannot be used there to derive a prediction. The weak temperature gradient approximation is better motivated by rapid horizontal internal gravity wave adjustment, together with tropical convection and the Hadley cell. Thermal-wind balance describes the balanced extratropical relation and its tendency approaching the tropics; it is not a complete causal explanation of equatorial thermal uniformity.
The quasi-geostrophic potential-vorticity equation is the leading balanced form of potential-vorticity conservation for an inviscid rotating fluid with stable density stratification, small Rossby number and an adiabatic process for each fluid element. Its parent conservation law is Ertel potential vorticity conservation. Horizontal geostrophic balance, vertical hydrostatic balance, and the beta-plane approximation reduce it to advection of one scalar by the leading horizontal geostrophic flow.
One can see its origin by combining the vertical vorticity equation with the thermal equation. Set , , and . The quasi-geostrophic approximation givesHere is the buoyancy perturbation relative to the reference stable density stratification, its buoyancy frequency, and the small vertical velocity. The stretching of absolute vorticity in the first equation is offset by the change of stratification represented by the second. More precisely,The last dot product is zero because thermal-wind balance makes perpendicular to . Adding therefore yieldsThe constant has no effect on the tendency, but its inclusion makes the connection with absolute vorticity clear. Vertical advection of is beyond the retained order; the vertical velocity has already supplied the stretching and thermodynamic terms.
- Use observed pressure or geopotential and temperature to construct a balanced initial quasi-geostrophic streamfunction, its interior potential vorticity, and the upper and lower boundary buoyancy.
- Evolve with for a small time step. For flat rigid boundaries, also evolve their thermal data with there. Appropriate lateral boundary conditions and any known large-scale circulation must accompany these fields.
- Recover the new streamfunction by stratified quasi-geostrophic inversion:
Interior potential vorticity alone is insufficient: boundary thermal anomalies can induce flow even with zero interior anomaly, as in the Eady model. The method filters fast inertia-gravity waves and is useful for large-scale extratropical weather, while tropical dynamics, convection, moisture, friction and diabatic heating require additional physics. If vertical motion is wanted, the quasi-geostrophic omega equation supplies a further diagnostic calculation.
For the proposed plane wave, define the positive squared effective wavenumberThe horizontal Laplacian contributes and the vertical stretching operator contributes . Substitution in the Linear Rossby-wave equation therefore givesThe intrinsic phase velocity is westward for positive . A stationary disturbance with and must have its westward intrinsic phase velocity exactly cancelled by the eastward background current. Solving for the squared vertical wavenumber yieldsFor Earth, with northward , in both hemispheres away from the poles. Thus an oscillatory vertical structure requiresThe background flow must be eastward but not too strong for the chosen horizontal scale. Long horizontal wavelengths have the largest allowed speed. An easterly current, , gives and an evanescent wave; so does an eastward current exceeding the upper bound. At equality and the vertical group velocity vanishes. A zonally uniform disturbance, , is a degenerate stationary pattern with no vertical Rossby wave energy propagation, so it cannot be obtained by cancelling in the preceding calculation.
A real alone does not select upward propagation. Differentiate the dispersion relation at fixed to obtain the vertical group velocity:The outgoing radiation condition for a surface source requiresFor the convention , take . The stationary phase lines then obey : they tilt westward with height while wave energy travels upward. The real conjugate component describes the same physical upward-propagating wave.
The figure suggests a winter extratropical path from the lower terrestrial atmosphere into the stratosphere, where the mean zonal flow is eastward. The summer stratosphere has westward flow and blocks such stationary Rossby waves in this idealization. A zero-wind surface is a stationary-wave critical layer in a shear flow; it also bounds the winter westerlies aloft near the upper part of the diagram. For a slowly varying real wind profile, local propagation needs along the path, sufficient surface forcing, and no intervening absorbing critical layer in a shear flow. A layer where the eastward wind becomes too strong is a turning barrier for the given horizontal wavenumbers. The uniform-current result is a local guide, not a complete prediction through a sheared spherical terrestrial atmosphere.
For scale, at latitude . A planetary zonal wavenumber has local . Taking gives the most permissive limitThe resulting limits are approximately , and for . Therefore the long planetary waves are favored; the strong core of the winter vortex can exclude shorter ones even though it is westerly. Nonzero meridional wavenumber lowers these limits further. A compressible log-pressure coordinate model would also contain a density-scale-height correction; it is absent from the equation supplied here and should not be silently inserted.
Interchanging the Northern and Southern Hemispheres changes the sign of , but only enters the dispersion relation and vertical group velocity. With the same eastward and northward , stays positive. Thus the propagation criterion is the same in both hemispheres: it selects the winter westerlies, irrespective of which hemisphere is winter. Actual amplitudes can differ because mountains, land-sea contrasts, forcing spectra and mean winds differ between hemispheres; those source differences do not reverse this propagation criterion.
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