The two measurements sample different atmospheric regions and different radiative transfer geometries. An exoplanet emission spectrum probes the dayside; an exoplanet transmission spectrum probes the morning and evening limbs of the day-night terminator. Several alternatives to an exoplanet cloud deck can therefore suppress the transmission feature.
Temperature, mean molecular weight, limb chemistry, continuum opacity and the dayside temperature gradient are alternatives or degeneracies to test. In particular, the three-scale-height amplitude alone cannot establish different CO abundances between the hemispheres.
Three complementary methods available in the setting of this 2017 paper are:
Transmission probes the limb, eclipses probe the dayside, and direct imaging isolates spatially resolved planetary light. Radial velocities alone measure orbital motion rather than atmospheric composition; high-resolution planetary Doppler spectroscopy can instead detect atmospheric spectral lines if planetary light is isolated statistically.
Take an unresolved spherical planet at Euclidean distance , with uniform surface temperature , stationary isotropic emission, and no intervening extinction. Isothermality does not by itself imply blackbody radiation; first derive the geometric result for a uniform emergent specific intensity .
The observer sees the projected disc with apparent solid angle . Integrating its specific intensity over that angle gives the observed spectral radiative flux
where is the small angle to the detector normal. For a blackbody, , and the Stefan–Boltzmann law gives . Hence
Equivalently, the surface radiative flux is and the luminosity of a spherical blackbody is , leading to the same result by inverse-square dilution. A uniform wavelength-dependent emissivity multiplies the spectral formula; an atmospheric spectrum can require a full angular radiative transfer integral rather than a single Planck function.
Let an isothermal non-scattering atmospheric layer of temperature lie above an optically thick continuum source with brightness temperature . Assume local thermodynamic equilibrium, so the layer emits with Planck function . Its vertical optical depth is ; a ray with direction cosine has slant depth .
The formal solution of the radiative transfer equation gives
The two terms are attenuated background and layer emission. Compare a line and nearby continuum at the same wavelength to adequate approximation, with . The one-layer spectral contrast is
The second bracket is positive, and increases with temperature. Therefore a cooler upper layer produces absorption, a hotter upper layer produces emission, and an isothermal source-plus-layer produces no line contrast:
This is why higher opacity sampling a cooler altitude creates absorption in an outward-cooling atmosphere, whereas an atmospheric thermal inversion can create emission. If both line and continuum are very optically thick in the same layer, their contrast tends to vanish even with a different deeper temperature. Scattering, non-LTE excitation, and nonuniform layers require a more general radiative transfer treatment.
Three routes away from local thermochemical equilibrium are:
Vertical mixing, horizontal advection, and photochemistry supply three mechanisms and examples in both exoplanets and Solar-System atmospheres. A photochemical steady state balances production and loss; it is different from a Gibbs free energy minimum. These examples describe mechanisms and model expectations rather than asserting unique observational attribution for every planet.
At the stellar surface boundary condition, match the interior to a stellar atmosphere, rather than setting the temperature and pressure to zero at an arbitrary radius. At a photosphere of radius , the enclosed mass is , the luminosity is , and the outward radiative flux defines the effective temperature through . With no external illumination the incoming specific intensity satisfies for . A deeper boundary is matched to the nearly isotropic radiative diffusion field. A grey atmosphere commonly matches near ; under the Eddington surface boundary condition this gives . For roughly constant gravity and opacity, the total pressure rises by relative to its outer boundary value; if radiation supplies appreciable support, the gas-pressure gradient uses the effective gravity instead.
Take increasing outward and the outward direction cosine. If is emission per unit path length and solid angle, the radiative transfer equation is
Define inward-increasing optical depth by and the source function by . Then . This states the emission-coefficient convention; if is defined per unit mass instead, the emission term is .
For frequency-integrated intensity, introduce the radiation-field moments
The first angular approximation writes . Its odd part does not contribute to , so
This is the Eddington closure approximation, not an exact description of the escaping angular distribution. An approximate surface condition takes the outgoing hemisphere to have direction-independent intensity and the incoming hemisphere to be dark. Its moments give and . Integrating the moment equations with the closure then gives ; in thermal equilibrium, gives . This derives the usual approximate photospheric matching condition rather than imposing a zero surface temperature. For conservative coherent isotropic scattering, . Integrating the transfer equation gives and , the moment conditions for radiative equilibrium.
The exponential ansatz in the PDF has a genuine consistency problem. Compute its moments before making any approximation. For a nonsingular real intensity on all , take and define
The continuous zero limits are , , . Direct integration yields
For a decaying nontrivial correction, and . Exact constant flux then requires . But for every nonzero real , so forces . Thus exact radiative equilibrium cannot imply a small nonzero for this ansatz.
Substitution into the full transfer equation makes the obstruction sharper. The exponential coefficient must satisfy, for every ,
Comparing the constant and linear coefficients gives and . Hence regular real coefficients require , eliminating any decaying correction. This is the obstruction to a single smooth exponential mode in conservative grey transfer. There is no exact nontrivial real solution of the stipulated form with a small nonzero decay parameter. Choosing, for example, and supplies an explicit counterexample to the claimed exact flux constancy, because .
Several requested conclusions remain useful as formal approximations, provided they are identified as such. If , the large-depth exponential vanishes, giving , hence for the asymptotic physical flux. It also gives . Since , neglecting second-order angular errors yields the formal relation . However , so the finite-depth flux still varies at first order. The formal relation is not an exact transfer or constant-flux solution.
There is also a flux-normalization mismatch in the PDF's last displayed relation. With the same physical used above, the Hopf function of a grey atmosphere is defined by
The PDF's coefficient would require redefining its as physical flux divided by ; it cannot simultaneously use the earlier for the same physical flux. With the consistent physical-flux normalization, formal moment matching gives
In the intended small- approximation this is
The approximate outgoing surface ansatz then gives the limb darkening ratio
For finite , gives a parameter-dependent ratio, not a unique exact value. The two Hopf endpoint values alone do not determine the exact emergent intensity: the formal solution of the radiative transfer equation uses the entire source profile, for . Nor does the simple linear-plus-exponential ansatz satisfy the exact no-incoming-radiation condition for every negative . Thus is a clearly labelled approximate disk-centre-to-limb result, not an exact consequence of inconsistent premises.
For a quasistatic spherical star with fixed total mass, the stellar structure equations in radius are
Here is the specific entropy of a moving mass shell, and the entropy term accounts for release or storage of thermal and gravitational energy. In thermal equilibrium it vanishes. An equation of state, opacity, energy-generation law and composition evolution close the equations. The absence of mass loss fixes the outer mass coordinate; it does not require the star to be in thermal equilibrium.
The radiative temperature gradient needed to carry the full luminosity is
Here the actual temperature gradient is . For uniform composition the Schwarzschild criterion says that a radiative layer is stable if , with marginal stability at equality, where the adiabatic temperature gradient is . Use there. If , convection carries some of the flux. Efficient convection gives ; inefficient surface convection needs a transport prescription and can be superadiabatic. For composition gradients, use the Ledoux criterion, with threshold instead. Here , and , using the mean molecular weight .
Above the thin burning shell, take constant luminosity , constant mean molecular weight , ideal-gas pressure with , and the Kramers' opacity law . Then the temperature equation is
To implement the printed assumption that and are all power laws while retaining mass conservation, write , , and . The mass equation gives ; the ideal gas law gives ; hydrostatic equilibrium gives . The diffusion equation gives . Solving this linear system gives the self-gravitating Kramers power-law envelope:
The coefficients can also be matched consistently. If is the core boundary and its enclosed mass,
Radiative transfer fixes the constant luminosity through
whose right-hand side is independent of radius for these exponents. Thus this is a solution of all four envelope equations, not just a dimensional estimate.
Matching the boundary temperature to the isothermal core and extrapolating the idealized power law to the specified photosphere gives
For reference , so the envelope mass is not negligible in this particular solution. The given fixes the core-radius normalization ; a numerical absolute radius needs the unspecified molecular weight. The exponent ratio also gives , so the fully ionized monatomic version of this idealization is convectively stable.
A different common approximation neglects the envelope's self-gravity and sets in the force equation. It cannot obey the exact mass equation with a nonzero density and exactly constant . Under that additional approximation, the same calculation instead gives
This is the constant-core-mass power-law opacity radiative envelope limit, not the full power-law solution with changing enclosed mass. Stating which approximation is used resolves the otherwise different numerical radius ratios.
A compact nearly isothermal core, a thin luminosity-producing shell and a much larger cool envelope describe a shell-burning red giant. The full power-law profile is a deliberately simple model. The Kramers' opacity law and an ionized ideal gas are not reliable at a photosphere; partial ionization, other opacity sources and a convective envelope usually modify real cool giants. The quoted radius ratios are extrapolations within the stipulated model.
Assume a stationary spherical outflow with speed , mass-loss rate , an optically thick thermal radiation field and negligible radiation inertia compared with matter inertia. The stellar wind continuity equation gives
Use the printed gas fraction , with , and assume constant mean molecular weight . Put and for the isothermal sound speed squared. Then and . The momentum equation including the radiation-pressure gradient is
Do not also add a separate radiative force here: the diffusion radiation-pressure gradient already represents that force.
Using radiative diffusion in a star,
Write and , the local ratio to the Eddington luminosity. Substituting continuity into the gas-pressure gradient gives the gas and radiation pressure stellar wind equation
The denominator changes sign at the sonic point . A smooth transonic branch must have its right-hand numerator vanish there too. In a subsonic flow the denominator is negative, so acceleration requires a negative numerator; for a supersonic flow it requires a positive numerator. A regular subsonic-to-supersonic branch must therefore pass through a compatible common zero, with a finite slope obtained by differentiating the equations. Boundary conditions and that regularity requirement normally select the mass flux. Other branches can remain subsonic, remain supersonic or encounter a singular gradient. In the isothermal nonradiating limit the numerator is , recovering the Parker wind equation and critical radius .
To expose the role of , rewrite the diffusion temperature gradient as
Hence
At the stipulated local value , with , its numerator is
The gas-pressure contribution is not removed by setting the luminosity equal to the Eddington value. Instead the negative temperature gradient makes the thermal term in the numerator positive as well. A subsonic outflow then has , and no common numerator/denominator zero is available for smooth sonic passage. This is the sonic-point obstruction at the Eddington luminosity.
Thus a subsonically launched wind cannot accelerate smoothly to supersonic speed under these diffusion assumptions at . It is not a claim that every initially supersonic solution decelerates; those have positive denominator and accelerate in this equation. Even in the radiation-dominated limit , the spherical thermal term remains positive for . The singular pressureless limit is not a finite-temperature sonic crossing. Finally is the thermal sound scale of this diffusion-controlled stationary equation, not the full adiabatic sound speed of a tightly trapped gas-plus-radiation perturbation. Optically thin winds or different heating/driving mechanisms require another transport model.
Let be particle number per unit volume in a momentum element, including the spin-state count in . This is the local momentum part of a phase-space distribution function, normalized by the number density . For an isotropic distribution with particle energy , the kinetic pressure of an isotropic gas is the average momentum flux:
The kinetic energy density, explicitly excluding rest mass, is
For , and , giving . For , and , giving . Thus
Neither relation assumes a Maxwellian distribution. At intermediate momenta neither constant ratio is exact, and anisotropic distributions require a pressure tensor rather than this scalar pressure.
For a classical Maxwell-Boltzmann distribution, . Three Gaussian component integrals give , so the ideal gas has
In a fully ionized mixture, sum over independent species to obtain , where the mean molecular weight counts ions and free electrons. This excludes partial-ionization and interaction corrections. A dilute classical ultrarelativistic gas still has but ; its momentum distribution is proportional to instead of the nonrelativistic Gaussian.
For a thermal photon gas, the two polarization states and zero photon chemical potential give the Planck photon distribution
Use and . The radiation constant and photon equation of state are therefore
Likewise . Unlike a gas with a fixed particle number, photons do not have pressure proportional to baryonic mass density.
For fully degenerate electrons, the Fermi-Dirac distribution becomes a filled momentum sphere with two spin states. Counting them gives the Fermi momentum
Here is the mean molecular weight per electron. The equation of state of a cold electron gas follows by integrating momentum flux up to :
Its two limits are
The corresponding kinetic energy densities are and , respectively. Thus in the high-density relativistic limit the electron pressure scales as and is nearly independent of temperature. This is the ideal noninteracting, fixed-composition electron result, not a universal equation of state at nuclear densities where captures, interactions and the composition change.
The boundaries on a stellar equation-of-state regime diagram concern the electron component. Define the electron relativistic density threshold and thermal electron relativistic threshold by
A degenerate electron gas is nonrelativistic well below and ultrarelativistic well above it: this is an approximately vertical division on a log-density plot. A nondegenerate electron gas instead becomes thermally relativistic near : this is an approximately horizontal division. The regimes have broad crossovers rather than a discontinuity at either line.
The exact electron Fermi temperature, subtracting electron rest energy, is
For electrons with negligible thermal pairs, strong degeneracy requires , whereas gives a nondegenerate gas. In the pair-rich regime the actual electron and Positron distributions must instead be treated with their chemical potentials, as discussed below. The two limiting degeneracy boundaries are
These slopes and explain the bent degeneracy boundary on the logarithmic graph. A thermal-wavelength test gives the same nonrelativistic density/temperature scaling, with an order-one definition of the crossover.
The radiation-to-gas pressure boundary in the nondegenerate fully ionized regime is
Radiation dominates above this line. Once electrons are strongly degenerate, compare radiation pressure with instead of continuing the ideal-gas comparison into that regime. The radiation-to-degeneracy pressure boundary is , with logarithmic slopes and in the nonrelativistic and ultrarelativistic limits. Degeneracy of the electrons and dominance of their pressure are distinct criteria.
For the pair curve, distinguish baryonic net electrons from thermally created electrons and Positrons. Chemical equilibrium with photons requires opposite electron/Positron chemical potentials when the one-particle energy includes rest energy, as in the distributions below. At low temperature and low degeneracy the zero-chemical-potential density per charge species is
Charge neutrality gives , while the nondegenerate equilibrium product is . Hence
Pairs become important when is comparable with or exceeds , approximately the electron-positron thermal pair abundance curve . Below its density at a fixed temperature, pairs dominate over the net charge electrons. The exponential makes the low-temperature portion steep in a log-log plot. For , the full zero-potential integral gives approximate pair-marker densities at and at . At relativistic temperature use the full zero-chemical-potential Fermi-Dirac distribution instead; it gives , so the high-temperature pair curve approaches slope three in log-density versus log-temperature. Strong net-electron degeneracy suppresses Positrons and requires the full chemical-potential-dependent distribution.
Figure 1.
Approximate stellar equation-of-state regimes and thermal pair boundary
. Details.
The original diagram uses fully ionized helium, and , only to set numerical locations. It plots the full curve and the zero-chemical-potential pair integral, rather than extending their asymptotes into the crossover. The pair boundary is deliberately an approximate abundance marker, not a phase transition; at high temperature the nonrelativistic ion approximation and fixed-composition model also have limits. For with abundant nondegenerate pairs, the combined electron/Positron energy density is , so photons plus pairs have and . Real stellar matter adds Coulomb effects, partial ionization, nuclear reactions and, at sufficiently high density, nuclear-matter physics beyond the ideal regime map.
In the vertical equations, denotes dynamic viscosity, while is the mean molecular weight in units of the proton mass . The symbol denotes the Boltzmann constant. For the intended hydrostatic equilibrium calculation, put with , , and set . Dividing the hydrostatic equation by and integrating from the symmetric midplane gives
The specific enthalpy vanishes at the free surface. Hence the polytropic vertical structure in stellar gravity is
On , the ideal gas relation gives and ; the vacuum extension sets outside. The formula needs for a finite positive semi-thickness and assumes the harmonic vertical gravity remains valid through this height.
There is a genuine inconsistency if all four printed structure equations are imposed literally with and finite positive opacity: radiative diffusion then requires , whereas the polytropic temperature above has a nonzero gradient away from the midplane. The intended result is valid for the hydrostatic polytropic equation of state with the radiative closure replaced or neglected, for example an adiabatic opaque limit. It is not an exact simultaneous solution of the stated finite-opacity radiative system. With that radiative system and a nonvacuum ideal gas, instead gives an isothermal solution
which has no finite free surface. For , constant and constant would force constant density, contradicting hydrostatic balance on a nontrivial vertical interval. This is the zero-radiative-flux obstruction for a polytropic ideal gas.
Assume the vertical dynamical timescale of a disk is shorter than the thermal timescale of an accretion disk, which is itself shorter than the viscous timescale. This ordering is controlled in a thin disk with : , and . Therefore compare heating and cooling at fixed surface density of a disk, radius, and composition. Vertical hydrostatic equilibrium adjusts on the vertical dynamical timescale of a disk, giving and . Consequently the stipulated negative hydrogen ion opacity varies as . The rates per disk face then scale as
Thus heating increases while cooling decreases after a positive temperature perturbation. At equilibrium , a small change gives , which drives the perturbation further from equilibrium for positive effective heat capacity. A negative temperature perturbation likewise increases the net cooling. This proves thermal instability from negative hydrogen ion opacity within the local closure; it is the temperature-slope test of thermal stability of an accretion disk. Holding volume density rather than surface density of a disk fixed would give a different cooling exponent, but still the same qualitative instability; the fixed-column comparison is the relevant thin-disk thermal test.
For freezing, the liquid concentration decreases away from the interface, so the liquidus increases there. Constitutional supercooling means somewhere ahead of the interface. Since these temperatures agree at the interface, its local onset is
For the similarity solution and salt rejection condition, this is exactly
It is also the global criterion for this freezing solution when and : the ratio is a positive constant times . For this ratio decreases with . If the ratio is at most one at the interface, cannot become negative; if it is greater than one there, a supercooled interval appears immediately ahead. Equality marks onset, not a finite supercooled interval.
For fixed positive and , the left side of the inequality is and the right side is positive of order one, so freezing is constitutionally supercooled for sufficiently small . To locate the boundary between the two regimes, resolve the smaller scale , . The salt equation and liquidus then give
Here , so the thermal equation improves to ; this justifies the second expansion including latent heat. Also and the left side of the exact criterion is . Therefore the small-diffusivity constitutional-supercooling threshold is
This printed condition is an asymptotic onset condition, rather than an exact finite- inequality. In its transition window the complete algebraic system and exact gradient criterion must be used.
Let . The salt equation in the saline Stefan problem gives . Since the complementary error function is positive on the real axis and , the signs of and agree. Thus freezing is equivalent to , or . Using the leading thermal balance,
at leading order away from a vanishing temperature difference. In fact the exact onset is also : at the salt balance forces , and the Stefan condition then forces . The solution with has a stationary interface and balancing conductive heat fluxes, despite nontrivial diffusion of the initial temperature discontinuity. For completeness, the exact freezing criterion follows without relying on that local crossing. By the salt-rejection function for a saline Stefan front, decreases continuously from to as positive increases. If , let be where . On , the solid-side thermal term decreases, the liquid-side term increases, and the latent-heat term increases: the factors and decrease and increase respectively. These monotonicities follow from the positive integral representation of . The thermal residual starts at and is negative at , so a positive root exists uniquely precisely when . Beyond both thermal contributions to freezing are negative, so no further root is possible. If , the same sign argument excludes every positive root.
Use the usual saline Stefan problem approximation: no bulk flow, salt-free ice with negligible salt transport, constant properties, equal phase densities, and the same thermal conductivity and thermal diffusivity in both phases. Write for specific heat capacity, for latent heat per unit mass, and . These thermal symmetries are needed for the arithmetic-mean interface temperature requested in the paper; unequal phase conductivities would give a weighted balance instead.
Set , , and . The heat equation and salt diffusion equation reduce to . Their similarity solutions, in terms of the complementary error function, are
These have the required interface values and far-field limits. At each fixed they recover the initial data as . The liquidus condition is .
Salt rejection and the Stefan condition give, with gradients evaluated on the appropriate sides of the interface,
For example, salt rejection is obtained by differentiating the total salt on a moving liquid interval: the moving lower endpoint removes , which must be supplied by diffusive transport away from the salt-free solid. Substitution, including the salt-rejection function for a saline Stefan front, gives the complete algebraic system for the diffusion-controlled iceberg growth and ablation:
The sign of distinguishes freezing from melting; neither sign should be excluded in the general similarity solution.
For , , and fixed and far-field temperatures, the thermal equation has leading right-hand side , while its left-hand side is . Hence
This is a leading-order balance, not an exact cancellation of latent heat. The resulting and the first algebraic equation determine the leading . A physical finite- branch requires ; if the mean temperature is positive, this salt-diffusion scaling cannot describe the leading solution. Likewise, a latent-to-sensible heat ratio diverging as changes the leading thermal balance.
Define and . Put and . Then , which will determine the freezing and constitutional supercooling conditions below.
Introduce specific heat capacity , latent heat per unit mass , and . Write the prescribed convective heat flux as , where
There is a dimensional convention to specify: with measured in and dimensionless , this printed expression makes a heat transfer coefficient only if is kinematic viscosity. If denotes dynamic viscosity, the numerator needs instead. The question says only “viscosity”; use the consistent kinematic interpretation, or equivalently the corrected dynamic formula. The following balances apply to either convention once has units .
For a thin lava lake crust with a linear temperature profile, Fourier's law gives the outward conductive flux . The Stefan condition balances it against upward thermal convection and freezing, while the well-mixed liquid loses the convective flux and gains radiogenic heating. To leading order in the radiogenically heated lava-lake crust model is
The fixed surface temperature already incorporates radiative cooling, so no extra radiative loss is added to the interior balance. The linear conductive profile is interpreted as a quasi-steady approximation, so sensible-heat storage within the crust is not evolved. Thinness alone does not establish this approximation: rapid thermal adjustment in the crust is also needed, for example a small Stefan number during the initial conduction-driven growth. Replacing the liquid depth by and retaining the moving liquid-volume enthalpy would introduce thin-crust corrections: the requested constant-temperature branch refers to the leading model above. A transient thermal profile in a thick or newly nucleating crust would require the full Stefan problem, rather than this linear-profile closure.
Using the thermal diffusion time , define
The three independent dimensionless parameters are the convective-conductive coefficient , the heating parameter , and the Stefan number . For positive the evolution equations become
where prime denotes . Temperature has the exact solution
Consequently the unique constant-temperature initial condition is
At this temperature, the convective flux equals the column's radiogenic heat production. Starting with no crust, the constant-temperature lava-crust growth law is obtained by separating :
The crust grows towards , or , where conduction carries all the radiogenic input. The logarithm makes reaching this equilibrium take infinite time. For an initial thickness , subtract on the same side of the equilibrium; the corresponding antiderivative uses on either branch. The thin-crust description through equilibrium requires .
For general initial temperature, the full early and intermediate history is specified by the exact temperature above and one scalar ordinary differential equation. A particularly convenient integral formulation for an initially bare surface is
This removes the infinite initial derivative of . The right-hand side points into at zero, and is decreasing in when ; two nonnegative solutions therefore cannot separate, which gives uniqueness. Its solution, together with the temperature formula, determines the entire model evolution and can be computed without a phase-boundary search. The early expansion follows by substitution:
The dimensional leading crust thickness is . Thus hotter liquid reduces the first correction to conductive crust growth, whereas colder liquid permits more rapid thickening.
If , the temperature decreases and the instantaneous stationary lava-crust thickness increases towards . Starting from zero, the crust always remains below this rising curve: at a first contact but , so it cannot cross from below. Hence hot-start crust grows monotonically. It also stays thinner than the constant-temperature solution: the early expansion puts it below, and at a proposed first crossing their derivative difference is , preventing crossing from below. If , the temperature increases and the instantaneous stationary lava-crust thickness decreases. The crust stays thicker than the constant-temperature solution by scalar comparison, but it may cross the decreasing , reach a maximum and subsequently melt back towards . Such overshoot is possible, not inevitable; the two relevant relaxation rates are and . The numerical plot uses , , , so crust adjustment is faster than temperature relaxation and the cool-start example does overshoot:
Figure 1.
Lava temperature and crust thickness
. Details.
The curves use and initially . They solve the complete reduced time-dependent equations, rather than replacing the moving stationary thickness by the actual crust. At late times, set , ; linearization gives . For ,
At equal rates the forced term is . In particular, slow warming with approaches equilibrium from a thicker crust, explaining the plotted remelting. These long-time expressions describe the linearized response; nonlinear corrections can have their own faster exponential rates. All predictions are restricted to , nonnegative liquid superheat, and the assumed vigorous-convection flux law. If crust growth violates those conditions, the reduced model must be replaced rather than extrapolated to total freezing.
Eliminate the instantaneous Stokes flow velocity in favour of temperature. On a horizontal Fourier mode , the Stokes temperature-slaving operator maps to , where and . The temperature evolution has linear operator and bilinear map . Under the homogeneous thermal Dirichlet boundary conditions, is self-adjoint. Normalize its critical eigenfunction as and set ; the critical vertical velocity is .
At order , the critical eigenfunction equation gives . At order , the weakly nonlinear expansion contains the imposed second harmonic and the quadratic products of the critical mode: a horizontally uniform temperature correction proportional to and, in a general vertical-mode calculation, a second harmonic proportional to . These corrections are found by solving the noncritical boundary value problems, with homogeneous thermal data except for the imposed forcing.
At order , the method of multiple scales produces the slow derivative , the detuning term , and the two cross-advection terms involving first- and second-order fields. Project the component onto the adjoint eigenfunction using the vertical inner product. This is the solvability condition in the method of multiple scales: divide each resonant projection by . The detuning supplies with ; interactions of horizontal wavenumbers and permit with ; self-interaction through the slaved mean and second harmonic supplies . Other products have the wrong horizontal wavenumber. Reflection permits real coefficients with this cosine forcing. Thus the symmetry-allowed spatially forced convection amplitude equation is
There is a useful specialization that should not be silently missed. For the literal one-vertical-mode Stokes flow problem, the vanishing two-to-one forcing coefficient for Stokes convection makes at this order. To see this, write a positive second-harmonic forcing component as , incorporating the cosine's factor . Its coupling to the negative critical harmonic has projected integrand, apart from sign and its factor ,
The integral vanishes because at both plates, even though is nonzero. This proves the cancellation without solving the forced profiles. The permitted coefficient is therefore zero times ; symmetry alone does not establish nonzero phase pinning for the equations actually supplied.
The same normalization makes the remaining coefficients explicit. Since , . The quadratic second harmonic cancels for , while the uniform correction is . Projecting gives . Thus for the literal model and this temperature normalization,
A generic nonzero would require a nonvanishing projection in an amended physical model or a different forcing structure. It is still meaningful to classify the real-coefficient amplitude equation requested independently.
Write . Then and . These are a gradient flow for , so local minima give stable equilibrium points. At the origin the two eigenvalues are and . The origin has exponential asymptotic stability if , retains asymptotic stability with algebraic decay at , and is unstable if . At equality, obeys , since both linear coefficients are nonpositive. Integrating this inequality proves attraction even in the zero-eigenvalue direction.
For the stable nonzero equilibrium points are real; for they are imaginary:
The real branch has Jacobian matrix eigenvalues ; the imaginary branch has . The oppositely aligned branch, when it exists, is a saddle equilibrium. No mixed real-imaginary nonzero equilibrium is possible when .
For , the origin is stable for , with algebraic decay at zero. If , the circle is radially attracting. Each point has Lyapunov stability but has a neutral phase direction, so it does not have individual asymptotic stability; the circle has orbital stability. This is the literal model's unpinned family. The general nonzero- branches instead exhibit phase locking to one of two phases separated by .
Take and . Taking the divergence of the Stokes flow momentum equation gives ; applying the Laplacian to its vertical component then eliminates pressure and gives . The forced velocity and temperature are , so their advection product is and drops out at leading order. The steady heat equation reduces to .
Consequently the boundary value problem for the forced profiles is
Its six boundary conditions are
The horizontal velocity field is , which directly verifies the incompressible flow and stress-free boundary condition. In the detuning used subsequently, may be replaced by in this leading problem, since its correction enters at order . The vertical profiles depend linearly on .
For reference, the unforced free-slip convection neutral curve is , with and . At the neutral curve has , so the forced second horizontal harmonic is noncritical at , and the stated linear problem has no critical-mode resonance.
Take the layer depth as the length unit, its thermal diffusion time as the time unit, and its imposed temperature difference as the temperature unit. Then is the velocity field, the pressure after the conductive hydrostatic pressure has been subtracted, the departure from the conductive temperature , the upward unit vector, and the Rayleigh number. Here is the dimensional depth, the kinematic viscosity, the thermal diffusivity and the thermal expansion coefficient. The gradient, divergence and Laplacian act on the dimensionless coordinates. The term in the heat equation is advection of the background gradient, since . Mass density variations enter only the buoyancy term under the Boussinesq approximation; the incompressible flow constraint is .
For fixed, impermeable, stress-free plates, the no-penetration boundary condition, stress-free boundary condition and perfectly conducting thermal boundary condition are
For a nonzero horizontal Fourier mode, incompressibility gives , so the velocity conditions are equivalently on both plates. A uniform horizontal velocity is not fixed by these boundary conditions; take its mean to be zero when discussing the stationary forced pattern.
The printed small-Prandtl-number label does not generally justify these equations. In thermal-time units the full momentum equation contains , where the Prandtl number is . Dropping that term gives infinite-Prandtl-number convection or another explicitly justified Stokes flow approximation. It is not the general limit. For example the horizontal shear , , satisfies the full linear momentum equation and the plate conditions, and persists at fixed as . The printed inertia-free equation would instead require this shear to vanish. The following parts solve the equations actually displayed; applying them at small Prandtl number needs an additional slaving or creeping-flow ordering.
For Darcy-Bénard convection, the dimensionless Darcy law is , with incompressibility and a heat equation about . Here is a Darcy thermal-time Rayleigh number, with permeability replacing the squared-depth dependence in the fluid-layer Rayleigh number. The stated stream function convention gives , so . The vertical-plane curl of Darcy law gives ; omitting the quadratic perturbation advection from the heat equation gives .
On the impermeable connected square boundary, zero normal velocity makes constant along the boundary; choose that constant as zero. The prescribed conductive boundary temperature fixes on all four sides. Thus the perfect-conductor wording is interpreted through the supplied homogeneous perturbation data: the side temperatures retain the background vertical profile, rather than imposing a different isothermal side state.
At marginal stability put and . The two coupled equations imply
The gauge transformation for conducting-square Darcy onset removes the first derivative:
The square's Dirichlet Laplacian eigenfunctions are , with eigenvalues of equal to , . The first marginal value is therefore
It is genuinely the first instability threshold, not just an isolated neutral value. Eliminating gives the temperature linear operator , where is the Dirichlet realization of an elliptic operator for the Laplacian. Integration by parts shows the second term is self-adjoint and nonnegative, since its quadratic form is . Thus the spectrum is real, starts negative at , and its leading eigenvalue cannot cross into growth without a zero eigenvalue. The smallest zero value is the one found above.
Let , and . Multiplying the lowest real by independent real and imaginary constants gives two real physical eigenfunctions:
The subscripts indicate even and odd parity about . Because is even in , the first has even and odd , while the second reverses those parities. They are linearly independent and satisfy all four Dirichlet boundary conditions. The lowest complex eigenfunction is simple over the complex numbers, but its arbitrary complex multiplier supplies two independent real pairs; this explains the physical degeneracy.
Figure 1.
Neutral and oscillatory modes in porous convection
. Details.
For homogeneous corrections at the square boundary, integration by parts gives and . The first-derivative cross terms give and . Using and , these four contributions cancel in pairs. This proves exactly the supplied solvability condition, including the weight on its second row. Equivalently is the relevant adjoint eigenfunction for this coupled system.
At first order in the detuning, the inhomogeneous equations are
Insert these right-hand sides into the verified solvability condition. One obtains
A further integration by parts, using the leading heat equation, gives
Hence the growth-rate solvability for conducting-square Darcy convection yields
The PDF prints the reciprocal of the required integral ratio. With its declared , the displayed reciprocal does not follow and is false for . Both integrals are positive for these nonzero modes. The square's Poincaré inequality gives their ratio at least , so it cannot equal its reciprocal. For , the two explicit parities give approximately for odd and for even ; the printed expression instead gives about and . These values provide direct mode-based counterexamples.
The corrected growth rate is positive for and negative for , as expected at a convection threshold. Because the critical eigenspace is two-dimensional, an arbitrary superposition generally splits into two different first-order growth rates. The specified parity modes remain independent under the detuning: the temperature linear operator preserves reflection parity, so the cross-parity projection vanishes. This justifies applying the scalar solvability condition to either listed eigenfunction; it should not be applied as a single common eigenvalue to an arbitrary mixture.